Tag: financial regulation

One of the biggest new US anti-money laundering reporting regimes has effectively just been dismantled, after FinCEN finalised sweeping changes to the Corporate Transparency...

US investment managers are being warned that 2026's regulatory landscape is not lighter, just sharper, as the SEC narrows its focus to fraud and...

The US Securities and Exchange Commission’s Division of Examinations has begun requesting information from financial firms about their use of artificial intelligence, according to...

Prediction markets have rapidly become one of the most discussed developments in financial services, opening new avenues for participation while introducing fresh compliance and...

Ask a bank how many controls it operates and a confident answer is rare. Ask how many it actually needs, and which ones, and...

Risk managers across New York, Chicago and San Francisco are discovering that Europe's operational resilience regime has quietly become their problem too. According to Risk...

More than 10 million UK adults could soon see their finances managed by an AI agent, according to a landmark review published this week...

The Financial Supervisory Service (FSS), South Korea's financial watchdog, has entered into a collaborative agreement with six industry associations and training institutions aimed at...

Key Canadian FinTech investment stats in Q2 2026: Canadian FinTech deal activity reduced 18% YoY Trend analysis showed a projected 46% fall in funding...

The FCA and PRA have confirmed a package of changes to the Senior Managers and Certification Regime (SM&CR), reducing the number of certified persons,...