Tag: financial regulation

Italian FinTech deal activity remains strong in H1 2023 with slight...

Key Italian FinTech investment stats in H1 2023 • Italian FinTech deal activity reached 33 deals in H1 2023, a 6% drop YoY • Italian FinTech...

Managing third-party risks: A comprehensive guide for financial institutions

Flagright recently detailed how financial industry companies can manage third-party risks in compliance solutions.

Navigating AML compliance in 2023: A detailed guide for MSBs

MSB have emerged as a crucial part of the financial ecosystem, bridging a gap that once only traditional banks would fill.

Singapore’s single family offices to face strengthened AML controls

The MAS has initiated a consultation on a framework to bolster the surveillance and defence against ML risks in Singapore's SFO sector.

FCA Consumer Duty Countdown: Are firms ready?

The final deadline for compliance with the UK Financial Conduct Authority's (FCA) new Consumer Duty is swiftly approaching in July 2023. The regulatory agency has been actively providing guidance, conducting multi-firm reviews, and sharing specific industry insights in the form of Dear CEO Letters to ensure that firms are adequately prepared for the implementation.

Combating Market Abuse: The Emerging Challenges and Solutions in the Age...

Compliance within the financial services industry has taken a new turn as online trading and the emergence of 'finfluencers' on social media platforms have magnified the risks of market manipulation. The shift in the landscape demands greater attention to the prevention, detection, and mitigation of market abuse.

FCA bans referral fees to protect struggling consumers

The FCA has banned on referral fees for certain debt advice providers in an effort to support consumers facing financial difficulties.

FCA underscores urgent need for robust control measures in UK payment...

The Financial Conduct Authority (FCA), the UK's principal financial regulator, sent a pointed "Dear CEO" letter on 16 March 2023. Austrlian RegTech company Arctic...

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