Tag: financial regulation

Anti-money laundering (AML) regulation is entering a new phase. Across jurisdictions, regulators are shifting away from simply checking whether institutions have controls in place,...

The Dutch pension sector has a communication problem and it is hiding in plain sight inside a document that looks entirely correct, according to...

For many graduates, the months following their final dissertation submission are defined not by relief but by uncertainty. One former philosophy and law student...

Governments around the world deploy sanctions as a critical tool for limiting the access of financial criminals to global financial systems. Yet, as these...

The Australian Prudential Regulation Authority (APRA), the prudential regulator overseeing banks, insurers and superannuation trustees, has urged the financial sector to significantly raise its...

Eight in ten UK businesses would walk away from a partner following a single compliance breach — not scale back the relationship, not increase...

Global regulatory compliance is the continuous process of ensuring a business meets the legal, regulatory, and operational requirements of every market in which it...

The US Securities and Exchange Commission (SEC) has settled with a Florida-based investment manager over fraud and misleading investor disclosures, serving as a stark...

A MiKaDiv solution is best understood as the combination of processes and technology required to support dividend tax reporting under Germany's MiKaDiv framework. According to...

WealthTech company Kidbrooke has outlined why the Netherlands' transition to the Wet toekomst pensioenen (Wtp) has redrawn the lines of accountability in pension communication.   In...