Tag: financial regulation

Regulatory heat is intensifying across South Africa's financial sector, and headline-grabbing AML fines are only part of the story. A multi-million-rand penalty makes for...

Financial regulators are facing growing pressure to modernise their technology infrastructure as rising data volumes, increasingly complex markets and new regulatory demands test traditional...

More assets than ever now sit across three or more jurisdictions, and the compliance surface area facing global asset managers has never been larger,...

Insider trading risk is no longer confined to traditional securities, and compliance teams are being pushed to catch up with markets that never sleep....

Risk, finance and regulatory reporting have traditionally operated as separate functions across financial institutions. While this structure has allowed teams to develop specialised processes,...

Governance, risk and compliance have operated as three separate disciplines for decades, but GRC makes the case for running them as one connected system...

Fund administrators are facing a new form of scrutiny as CRS 2.0 raises the bar for tax reporting and compliance. Increasingly, the pressure is...

The collapse of FTX in November 2022 did not happen because rules were missing. Disclosure requirements were in place, and regulators in multiple jurisdictions...

Financial services firms can invest in sophisticated risk technology, but those systems will have limited impact if organisations continue to view risk primarily as...

Durham University Business School has published a study calling for a dedicated regulatory framework to govern the use of artificial intelligence within financial services. The...