Tag: FINRA
What are the opportunities for digitised regulation?
FinTech Global recently sat down for an interview with Clausematch and FINRA to find out the opportunities of digitised regulation.
Duct-taped solutions, expensive costs & lack of integration – key pain...
The FINRA Annual Conference brings together practitioners, peers and regulators to discuss the compliance space. Red Oak Compliance has released a whitepaper detailing some of the top pain points those attending the conference had.
Robinhood raises $280m Series F round on the back of a...
Stock trading app Robinhood has secured $280m in new funding after a year mired by service outages, software bugs and cancelled banking plans.
FINRA lists MirrorWeb on its compliance vendor directory
MirrorWeb, a web archiving and monitoring solution, has been listed in the Financial Industry Regulatory Authority (FINRA) Compliance Vendor Directory (CVD).
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