Tag: GDPR

Collaboration in anti-money laundering (AML) is widely acknowledged as essential, yet progress remains limited. While credit reference agencies already share data across industries and...

As data volumes skyrocket across regulated industries, IT departments are under mounting pressure to manage, store, and secure communications data from a growing number...

In the high-stakes world of financial crime compliance, disposition narratives serve as a vital component in documenting the outcome of an investigation. These short...

Using a document management system (DMS) has become an effective way for organisations to protect sensitive data while meeting compliance requirements. These systems help...

Data privacy continues to become an important topic for regulators around the world, as more regulations are released each year bolstering rules to ensure...

In today’s demanding regulatory landscape, keeping control over vast amounts of interaction data is no longer just a good idea — it’s an operational...

An investor risk profile is a regulatory requirement before any financial advice or investment planning can be delivered. Known as the suitability assessment, this process is designed to ensure that recommendations or portfolio strategies align with a client’s needs and objectives.

KYC Portal CLM has unveiled a powerful new feature designed to give compliance teams deeper control over client data: the Field-Level Audit Trail. This latest tool brings precision auditing capabilities to individual fields within onboarding and company forms, allowing teams to instantly track the full history of any change at the click of a button.

As financial crime grows more sophisticated and regulatory demands intensify, many organisations still rely on Excel to manage risk assessments. While familiar and flexible,...

In today’s financial services landscape, records management has become a complex compliance issue that firms can no longer afford to overlook. According to Corlytics,...