Tag: insider trading
Navigating market abuse enforcements: current focus and future implications
eFlow Global recently outlined some of the biggest challenges around navigating market abuse enforcement and future implications.
Federal Reserve fines EagleBank $9.5m for regulation breach
The Federal Reserve Board has fined Maryland-based EagleBank $9.5m for violating the board’s insider lending regulation.
FCA launches insider trading case against former Goldman Sachs employee
The UK's financial markets watchdog has commenced criminal proceedings against a former Goldman Sachs analyst and his brother, accusing them of insider trading.
Insider dealer ordered to pay £3.9m
Having been found guilty of inside trading in June 2019, a former day trader has now been ordered by Southwark Crown Court to pay £3.9m via a consent confiscation order.
Swedbank is being investigated by the Swedish Financial Supervisory Authority for...
The Swedish Financial Supervisory Authority (SFSA) has initiated an investigation into Swedbank for suspected breaches of market abuse.
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