Tag: insider trading

The rapid rise of prediction markets is creating a fresh set of compliance challenges for investment advisers. When firms or their staff trade event...

RegTech firm StarCompliance has signed Moomoo Financial Singapore as a third-party data vendor. The deal gives compliance teams a sharper tool for overseeing how...

An alleged insider trading case involving two former Robinhood engineers has put a spotlight on a problem many compliance teams have yet to solve:...

Insider trading risk is no longer confined to traditional securities, and compliance teams are being pushed to catch up with markets that never sleep....

Compliance professionals keep asking the same question: will digital assets, tokenisation and prediction markets force regulators to rewrite insider trading law? Increasingly, the answer...

Prediction markets have rapidly become one of the most discussed developments in financial services, opening new avenues for participation while introducing fresh compliance and...

The rapid adoption of generative and agentic AI is forcing financial services firms to reconsider whether traditional information barriers remain effective in a world...

For most financial services firms, the regulatory debate around prediction markets has centred on classification: do these instruments fall under securities law, commodities regulation,...

Funds have become a cornerstone of modern investing — but they are quietly creating a growing blind spot in employee trading controls, one that...

Something significant happened at NYU Law School on 31 March 2026. David I. Miller, the newly appointed director of enforcement at the Commodity Futures...