Tag: insider trading

Prediction markets have rapidly become one of the most discussed developments in financial services, opening new avenues for participation while introducing fresh compliance and...

The rapid adoption of generative and agentic AI is forcing financial services firms to reconsider whether traditional information barriers remain effective in a world...

For most financial services firms, the regulatory debate around prediction markets has centred on classification: do these instruments fall under securities law, commodities regulation,...

Funds have become a cornerstone of modern investing — but they are quietly creating a growing blind spot in employee trading controls, one that...

Something significant happened at NYU Law School on 31 March 2026. David I. Miller, the newly appointed director of enforcement at the Commodity Futures...

The UK’s Financial Conduct Authority (FCA) has issued a stark warning to financial services firms after bringing insider dealing charges against two individuals following...

2025 has been an important year for global compliance, with regulators increasing expectations across a range of fronts and has forced firms to rethink...

The Financial Conduct Authority (FCA) has reminded firms about the significance of data integrity and algorithmic governance in market abuse surveillance tools, as outlined in its Market Watch 79.

RegTech company Quantifind, prides itself on its commitment to delivering high quality risk intelligence solutions. As part of this, the company recently introduced new product features and functionalities at the start of this year, marking a significant advancement in its capabilities. 

Quantifind is delighted to announce the latest enhancements to our risk management tools, rolled out in the second quarter of 2024.