Tag: Investment Firms

Investment firms have long sold trust as their core product, but generative AI is now testing that promise from every angle. According to ComplyAdvantage,...

Key global WealthTech investment stats in H1 2026: Global WealthTech deal activity grew 21% YoY US companies secured over half of all deals in...

Key views on Adoption of AI and Gen AI in asset management: Acuity Analytics surveyed 80 senior asset management representatives across the Americas, Europe...

Cross-border investment supervision across the EU has strengthened, but regulators in outbound-heavy markets are being urged to keep pace, according to the European Securities...

The Central Bank of Ireland (CBI) has raised the stakes for the country's MiFID investment firms, publishing a Thematic Assessment on 18 May 2026...

Regulatory change is accelerating at a pace that is leaving many financial services firms struggling to keep up. New rules land daily, guidance documents...

The FCA's launch of its inaugural Enforcement Watch newsletter marks a notable evolution in how enforcement expectations are communicated to the market. According to...

In the race for alpha, asset managers often concentrate on investment strategies and market insights, yet a silent performance drag continues to hold many...

The European Union’s Accessibility Directive, Directive (EU) 2019/882, was adopted on 17 April 2019 to introduce common accessibility standards across the bloc. For the...

The European Securities and Markets Authority (ESMA) has finalised two key regulatory updates that will significantly impact investment firms and asset managers. These changes refine how firms approach order execution and manage research payments under MiFID II.