Tag: Licensing
Why narrower rules could ease compliance teams’ burden
Regulatory change is no longer arriving as broad, sector-wide overhauls, according to CUBE's latest fortnightly analysis, which argues that precision, not volume, is now...
FinTech launches don’t fail on compliance, they fail on data
Neobanks, digital payment providers and wider FinTech players are under constant pressure to move quickly. Missing a market window can mean lost revenue, disappointed...
Regulatory chaos costs firms millions, so what’s the fix?
Payments and gambling firms are haemorrhaging money on regulatory monitoring, with some compliance teams spending up to 40% of their time simply checking whether...
Mal secured one of the top global FinTech deals as funding...
Key Global FinTech investment stats in Q1 2026: Global FinTech investments dropped 8% YoY in Q1 2026
First quarter saw five continents in top...
Brico bags $13.5m to automate financial licensing
AI-driven RegTech firm Brico, which automates state and federal licensing for financial institutions, has raised $13.5m in a Series A round.
The funding was led...
The rising need for automated compliance technology in finance
In the financial services sector, tracking employee compliance such as licensing, registrations, and continuing education is a complex task.
Navigating FINRA Renewals: Essential Guide for Financial Firms
As the end of the year draws near, financial firms are under the gun to complete their annual FINRA and state/jurisdiction registration renewals. With deadlines fast approaching, it's critical to have a robust framework in place for timely, cost-effective, and efficient renewals, not just for this year but for the future as well.
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