Tag: MiFID II

SteelEye picked by Schroders to aid MiFIR compliance

Compliance technology developer SteelEye has been picked by Schroders to help with MiFIR transaction reporting.

ESMA calls for evidence on review of equity legislation

The EU’s securities markets regulator has published a call for evidence for an upcoming review for two pieces of regulation.

How Muinmos makes it easier for businesses to stay abreast of...

Having already established itself as a leader in automated regulatory compliance, Muinmos has now taken additional steps to make it easier for businesses to meet regulatory demands.

Liopa secures £40m funding package from the UK government

Northern Ireland-based Liopa, which offers automated lip reading technology, has been awarded a £40m package from the UK government.

SteelEye to support Ardent Financial with compliance

Compliance technology and data analytics platform SteelEye has been chosen by securities dealer Ardent Financial to support its MiFID II and MAR compliance.

ESMA updates it Q&A on transparency issues under MiFID II and...

The EU’s securities markets regulator has updated today its questions and answers regarding transparency issues under the Markets in Financial Instruments Directive (MiFID II) and Regulation (MiFIR).

How are AML procedures in financial institutions being impacted by the...

With the chaos the coronavirus has put the world in, it’s easy for certain things to slip under the radar, the problem is these can be just as damaging to the business as the pandemic.

ESMA seeks feedback on changes to MiFID II and MiFIR

The European Securities and Markets Authority (ESMA) has launched a consultation on new reporting requirements from third-country firms to ESMA.

Mitratech acquires ClusterSeven so it can offer an end-to-end data privacy...

The legal and compliance software builder Mitratech has acquired ClusterSeven so it can offer an end-to-end solution suite for easing data privacy and information governance efforts.

Red Deer teams up with Cappitech to improve MiFID II compliance

Research platform Red Deer has teamed up with Cappitech, a regulatory reporting and intelligence solution for financial services, has formed a partnership to improve MiFID II and MAR compliance.

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