Tag: MiFID II
Teams Phone recording: where native capture fails MiFID II
Regulated firms can record Teams Phone calls in a way that meets MiFID II and FCA recordkeeping rules. But according to Wordwatch, doing so...
DACH banks must rethink platforms as AI and rules collide
Banks across Germany, Austria and Switzerland that are replacing their wealth management platforms face a difficult balancing act. According to fincite, the DACH region...
Why comms compliance rules are converging worldwide
Regulated organisations no longer answer to a single communications compliance rule. Instead, they sit beneath a web of overlapping regimes, each drafted for a...
UpsideOnly tops 400,000 users across 172 countries
Perpetuals’ UpsideOnly trading platform has surpassed 400,000 users across 172 countries, after adding more than 100,000 customers in less than two weeks. UpsideOnly, the market...
Why German private banks are rethinking WealthTech vendor selection
Choosing a WealthTech platform ranks among the most consequential decisions a private bank can make, according to fincite, shaping how advisors work, how compliance...
Voice migrations put compliance chain of custody at risk
Legacy voice recording platforms rarely draw attention until a regulator comes knocking. In regulated firms, ageing recorders, orphaned metadata and forgotten codecs sit quietly...
everyoneINVESTED and Prometeia team up on WealthTech
everyoneINVESTED has partnered with Prometeia to launch a self-directed investment platform that merges behavioural finance profiling with institutional-grade investment infrastructure, targeting banks and wealth...
HNW clients demand more: reporting’s automation reckoning
Investment reporting is the most frequent touchpoint between a private bank and its high-net-worth clients, yet many institutions still treat it as an afterthought,...
Why private banks are ditching fragmented advisory tools
Which software do leading private banks rely on for investment advisory? According to WealthTech firm fincite, the honest answer is not one product but...
FCA’s NFM rules put 38,000 firms’ evidence to the test
From 1 September 2026, the FCA Code of Conduct will extend to cover bullying, harassment and violence at every FCA-authorised organisation, dragging almost 38,000...
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