Tag: MiFID II

The European Securities and Markets Authority (ESMA) has released its 2020 calendar of MiFID II and MiFIR relevant publications. It outlines when documents essential to...

Companies are still struggling to get their systems compliant with MiFID II, but regulators have been lenient, a report from Cappitech claims.

The European Securities and Markets Authority (ESMA) has updated its Q&A page for the implementation of investor protection topics under the Market in Financial Instruments Directive and Regulation (MiFID II/MiFIR).

Building a communication monitoring platform which leveraged AI and machine learning from the ground up and covered the full spectrum of voice, video, chat, and text based communication was essential in the creation of Theta Lake.

Dutch bank ABN AMRO has chosen UnaVista to support its SFTR trade reporting and MiFID II transaction reporting processes.

MiFID II research management company Red Deer has been chosen by wealth management firm Charles Stanley to improve compliance capabilities.

Stardog, an enterprise data unification platform, has netted $9m in funding to support the launch of new products.

The European Securities and Markets Authority (ESMA) has released the annual transparency calculations for equity and equity-like instruments. Its updated calculations are used to help...

The European Securities and Markets Authority (ESMA) has released the updated results of the annual transparency calculations for equity and equity-like instruments.

Public investment vehicle Pivotal Acquisition and electronic discovery and information governance company KLDiscovery have agreed to merge.