Tag: MiFID II

The EU’s securities markets regulator has updated today its questions and answers regarding transparency issues under the Markets in Financial Instruments Directive (MiFID II) and Regulation (MiFIR).

With the chaos the coronavirus has put the world in, it’s easy for certain things to slip under the radar, the problem is these can be just as damaging to the business as the pandemic.

The European Securities and Markets Authority (ESMA) has launched a consultation on new reporting requirements from third-country firms to ESMA.

The legal and compliance software builder Mitratech has acquired ClusterSeven so it can offer an end-to-end solution suite for easing data privacy and information governance efforts.

Research platform Red Deer has teamed up with Cappitech, a regulatory reporting and intelligence solution for financial services, has formed a partnership to improve MiFID II and MAR compliance.

The European Securities and Markets Authority (ESMA) has released its 2020 calendar of MiFID II and MiFIR relevant publications. It outlines when documents essential to...

Companies are still struggling to get their systems compliant with MiFID II, but regulators have been lenient, a report from Cappitech claims.

The European Securities and Markets Authority (ESMA) has updated its Q&A page for the implementation of investor protection topics under the Market in Financial Instruments Directive and Regulation (MiFID II/MiFIR).

Building a communication monitoring platform which leveraged AI and machine learning from the ground up and covered the full spectrum of voice, video, chat, and text based communication was essential in the creation of Theta Lake.

Dutch bank ABN AMRO has chosen UnaVista to support its SFTR trade reporting and MiFID II transaction reporting processes.