Tag: MiFID II

Red Deer deploys MiFID II compliance tools to wealth management firm

MiFID II research management company Red Deer has been chosen by wealth management firm Charles Stanley to improve compliance capabilities.

Stardog collects $9m to support product launches

Stardog, an enterprise data unification platform, has netted $9m in funding to support the launch of new products.

ESMA releases updated equity and equity-like instrument calculations

The European Securities and Markets Authority (ESMA) has released the annual transparency calculations for equity and equity-like instruments. Its updated calculations are used to help...

ESMA supports MiFID II with updated results of annual calculations for...

The European Securities and Markets Authority (ESMA) has released the updated results of the annual transparency calculations for equity and equity-like instruments.

Pivotal merges with KLDiscovery to create new public business valued at...

Public investment vehicle Pivotal Acquisition and electronic discovery and information governance company KLDiscovery have agreed to merge.

ESMA unveils Q3 bond liquidity data from MiFID II requirements

The European Securities and Markets Authority has published new liquidity data on bonds subject to requirements in the Markets in Financial Instruments Directive. The data...

Schroders takes minority stake in Qwil Messenger

Schroders has taken a minority stake in Qwil Messenger, a cloud native chat platform that connects clients and employees of multiple firms and their brands.

Cappitech partners with Trax to streamline MiFID II reporting

Cappitech, a provider of regulatory reporting and intelligence technology, has partnered with fellow RegTech Trax to streamline their MiFID II transaction reporting.

VTFinTech joins OpenFin to support MiFID II compliance

VTFinTech, a technology developer for portfolio management services, has joined the OpenFin platform to support the onboarding of its Parity One software at financial institutions.

Thoma Bravo backs middle office platform Apttus

Apttus, which provides onboarding-to-payment for financial services, has landed an investment from Thoma Bravo.

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