Tag: non-financial misconduct
FCA survey reveals gaps in disciplinary policies among finance firms
The FCA has recently published the results of a comprehensive survey, aimed at understanding how regulated wholesale financial services firms handle non-financial misconduct.
Beyond finance: How compliance is expanding to combat workplace misconduct
In the financial sector, the spotlight has recently intensified on non-financial misconduct, spurred by the Financial Conduct Authority's (FCA) focused initiatives and investigations into issues like sexism, bullying, and discrimination.