Tag: Red Oak

Why AI recordkeeping is becoming a compliance risk

Financial firms are making decisions about artificial intelligence before regulators have established an AI-specific rulebook. But according to Red Oak Analysis, the absence of...

SEC AI checks put firms’ governance under scrutiny

The US Securities and Exchange Commission’s Division of Examinations has begun requesting information from financial firms about their use of artificial intelligence, according to...

Red Oak, MirrorWeb deal reshapes RegTech supervision

Red Oak has agreed a definitive deal to combine with MirrorWeb, creating a single platform to govern the entire regulated communication lifecycle. The merger brings...

The hidden risk of all-in-one compliance platforms

Financial services firms are becoming larger, more complex and increasingly interconnected, but that does not necessarily mean their compliance technology should follow the same...

Are RegTech investment priorities beginning to diverge?

For much of the past decade, RegTech investment has followed a familiar trajectory, flowing towards technologies that help financial institutions keep pace with an...

Red Oak launches connector to close compliance content gap

Red Oak, a compliance technology provider for financial services firms, has launched its Ad Review to 4U Connector, an integration designed to remove the...

Is RegTech evolving into infrastructure itself?

For much of the last decade, RegTech has been viewed as a category in its own right: a fast-growing ecosystem of specialist providers helping...

What regulators will expect

AI is no longer peripheral - it is embedded in decision-making, risk, and control. As that shift accelerates, tolerance for ambiguity around accountability is...

Governing AI without slowing down

If the first two parts of The Accountability Gap exposed the problem and questioned where decisions should sit, the next challenge is execution: how...

Who is the owner of decisions in the age of automated...

Automation was intended to make compliance cleaner, delivering faster decisions, more consistent outcomes, and fewer human errors, but it has made ownership much less...

120,000+ FinTech leaders get exclusive industry stories delivered every week