Tag: Regulation

Regulatory change has become a constant challenge for financial institutions, with firms facing an ever-growing volume of new rules, updates and supervisory expectations across...

The European Securities and Markets Authority (ESMA), the regulator and supervisor of financial markets across the EU, has opened a consultation aimed at streamlining...

With an estimated 200+ regulatory updates each day, it is easy to understand why compliance teams often feel the pressure of keeping pace with...

The global regulatory landscape is continuing to grow in complexity every year and financial institutions are trying to find the best way to cope....

Regulation used to sit at the edges of the financial system — a necessary constraint, interpreted periodically, managed reactively, and often treated as a...

The RegTech sector is awash with artificial intelligence tools promising to revolutionise legal and compliance work. But beneath the marketing noise, a fundamental flaw...

The UK’s financial watchdog is signalling a shift in tone as it repositions authorisation as part of a broader growth agenda. According to ACA...

UK asset managers are entering 2026 with a regulatory agenda that is becoming both broader and more operational, as post-Brexit reforms shift from design...

2025 has been an important year for global compliance, with regulators increasing expectations across a range of fronts and has forced firms to rethink...

Gatekeeper professions including lawyers, accountants, real estate agents and trust and company service providers sit at the heart of global financial systems. They are...