Tag: Regulation

Quality assurance (QA) is an important process for financial services. It ensures products and services are compliant and that they meet customer demands. Aveni, a UK-based RegTech platform, has set out to debunk eight assumptions around QA within financial services.

ESG is making an increasingly bigger influence in the financial markets. With this, the regulatory landscape is getting more complex, and firms are having to navigate a variety of legislative requirements.

The UK government has said it will give financial watchdogs more powers to ‘clamp down’ on BNPL firms as it prepares to publish a regulatory update.

The Group of Central Bank Governors and Heads of Supervision (GHOS) has endorsed a finalised prudential standard on banks’ cryptoasset exposures.

As cryptocurrencies continue to gain popularity around the world, the UK parliament has formed the Crypto and Digital Assets Group to support innovation and regulation of digital assets.

Regnology, a RegTech company exclusively focused on regulatory reporting, has acquired Belgian RegTech company b.fine.

As governments try to make cryptocurrencies secure and safe, there are waves of new regulations being implemented for digital assets.

The Prudential Regulation Authority (PRA) has imposed a fine on MS Amlin Underwriting for failing to comply with regulatory obligations. 

Over a third (38%) of firms have limited knowledge of the FCA’s new Consumer Duty, with many turning to technology and data to solve their woes.

Automated regulatory intelligence (ARI) platform CUBE has received an investment from strategic growth investment firm Bregal Milestone.