Tag: regulatory compliance

Scaling Consumer Duty success with digital tools and deterministic models

Since its official launch in July 2023, the Financial Conduct Authority’s (FCA) Consumer Duty has become a cornerstone of UK financial services regulation. Designed to ensure “good outcomes for retail customers”, the Duty has pushed financial institutions to rethink how they design, present, and support their products and services.

From audit trails to accountability: how traceability transforms compliance

In today’s rapidly shifting regulatory landscape, firms are under mounting pressure to shift from reactive to proactive compliance. The days of treating compliance as a tick-box exercise are over. Increasingly, enforcement agencies demand that firms embed compliance into the fabric of operations—making traceability and connected controls central to staying ahead of risk and regulation.

SmartStream unveils RegRegistry Service to streamline global regulatory reporting

SmartStream has launched its new RegRegistry Service, aimed at helping financial institutions streamline their regulatory compliance processes.

Tariffs are reshaping global supply chains – here’s how companies can...

In today’s interconnected trade environment, tariffs have moved beyond mere instruments of policy negotiation to become disruptive forces capable of destabilising global business operations.

Global RegTech funding bounced back by two-thirds in Q1 2025 driven...

Key Global RegTech investment stats in Q1 2025: Global RegTech funding bounced back by two-thirds in Q1 2025 The growth in funding was driven...

Streamlining risk management with Greenomy’s certified security measure

ESG firm Greenomy has highlighted that it recognises the critical importance of data security, especially within the realms of ESG.

How b-next simplifies regulatory compliance with CMC:eSuite for EU firms

In the rapidly evolving landscape of financial regulation, companies face the pressing challenge of staying compliant while managing the efficiency and reliability of their operations. This is precisely the gap that b-next aims to bridge with its innovative solution, CMC:eSuite, a platform trusted by regulators throughout the European Union.

Texas-based NinjaOne secured the biggest global RegTech deal for the first...

Key Global RegTech investment stats in Q1 2025: Global RegTech funding increased by 18% QoQ US asserted its dominance in the market by securing...

Global FinTech deal activity halved in Q1 2025 QoQ as investors...

Global FinTech investment stats in Q1 2025: Global Fintech deal activity halved QoQ in Q1 Average deal value increased to $25.6m as investors focused...

The crucial role of KYC in unmasking money laundering techniques

Money laundering is a serious global issue that enables grave crimes such as drug trafficking, human smuggling, and terrorism. For businesses handling significant financial...

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