Tag: regulatory reporting

Shareholding disclosure rules are vital for maintaining market transparency and are enforced globally, requiring investors to notify regulators when holdings reach defined thresholds linked to voting rights, share capital or share classes. However, financial institutions now face increased difficulty keeping up with shifting regulatory requirements and compressed reporting timelines.

Frameworks play a critical role in modern software development, particularly in complex, enterprise-level environments like banking and financial services. In areas such as custodian services, capital markets, and collateral management, frameworks offer a consistent and structured foundation that improves feasibility, accelerates development, and simplifies long-term maintenance.

Droit has integrated LSEG’s Global Shareholding Disclosure Data into its Position Reporting platform, in a move designed to help financial institutions automate and simplify regulatory reporting obligations.

The European Banking Authority (EBA) has issued revised final draft implementing technical standards (ITS) on resolution planning reporting, aimed at streamlining regulatory compliance across the EU.

As financial crime grows more sophisticated and regulatory demands intensify, many organisations still rely on Excel to manage risk assessments. While familiar and flexible,...

SmartStream has launched its new RegRegistry Service, aimed at helping financial institutions streamline their regulatory compliance processes.

Key European RegTech investment stats in 2024: European RegTech deal activity halved in 2024 YoY UK firms dominated the European RegTech marketplace completing a...

Datox AI, a UK-based RegTech firm and university spinout, has secured strategic investment through a pre-seed funding round.

Customer classification plays a pivotal role in the AML strategies of businesses, especially within banking, finance, and gaming sectors. According to Alessa, customer-type ratings...

Regnology has launched Regnology Granular Data (RGD), a groundbreaking integrated data model designed to redefine regulatory reporting.