Tag: Regulatory Risk

Europe’s payments market remains a patchwork of national regulations despite ongoing moves towards harmonisation. For FinTechs and other payment firms, this fragmentation creates major...

Firms regulated by the SEC or FCA must treat regulatory examinations and supervisory visits as part of their business-as-usual operations. While SEC exams are...

Global sanctions inflation may be easing, but compliance teams should brace for ongoing challenges in 2025. LSEG’s latest Global Sanctions Index (GSI), based on data to March 2025, reveals that while the growth in the number of sanctioned individuals is slowing, broader risk trends—like regulatory divergence and complexity—are likely to persist or intensify.

Corlytics has become the first dedicated RegTech company to achieve ISO/IEC 42001:2023 certification, marking a major milestone in AI governance for the financial technology sector.

New research from LSEG reveals that financial institutions and designated non-financial businesses and professions (DNFBPs) are increasingly struggling to manage compliance risks due to...

A robust compliance program is fundamental for any firm in the financial sector, serving as the mainstay of its operational integrity. At the heart of a successful compliance strategy lies a profound comprehension of the firm’s business model and the foresight to adapt to any potential shifts in business practices.

Key European RegTech investment stats in 2024: European RegTech deal activity halved in 2024 YoY UK firms dominated the European RegTech marketplace completing a...

Corlytics has today announced the launch of its latest service Compliance Corylated, a compliance and regulatory risk news and analysis service. The launch of Compliance...

The realm of regulatory compliance is intricate and dynamic, presenting a continuous challenge that is crucial to the operational strategies of financial institutions.

The 2024 1LoD Surveillance Benchmarking Survey & Report, featuring insights from over 30 leading global banks, has highlighted the pressing need for banks to update their call surveillance practices. Sponsored by Wordwatch, the report outlines the operational and financial risks associated with maintaining multiple legacy systems.