Tag: Regulatory Risk

Insurance carriers, MGAs and agencies have spent years investing in technology to modernise distribution management, with the focus largely on automating producer onboarding, simplifying...

If the Revolut fine in Italy proves anything, it is that regulators police the gaps in financial promotions just as vigorously as the claims...

Electronification is gathering pace across capital markets, and with it the proliferation of trading venues, from DLT-based platforms to crypto exchanges. But this progress...

For many financial institutions, a close look at their regulatory obligations register reveals an uncomfortable picture: duplicate entries, outdated language, obligations assigned to teams...

As prediction markets continue to move from niche experimentation into mainstream financial discourse, they are creating a new set of challenges for regulators and...

As digital communication channels multiply, financial services firms are facing a growing compliance challenge that goes beyond regulatory interpretation or tooling gaps. Conversations are...

Generative AI is no longer an emerging concept for compliance teams. Over the past year, it has become a practical tool embedded into everyday...

When the term “forced labour” is mentioned, many people still imagine chains, locked doors, or dimly lit factories in distant parts of the world....

Voice communication and virtual meetings have become the backbone of how regulated employees interact, particularly in financial services. Regulators are increasingly asking firms not...

Compliance risk intelligence in the health and life sciences sector is becoming more prominent as the market grows. The industry — spanning biotechnology, pharmaceuticals,...