Tag: Risk management

Selecting the right wealth management software has never been more consequential. As advisory firms face mounting regulatory scrutiny, growing client volumes, and increasingly complex...

Lee Equity Partners, a private investment firm focused on financial and healthcare services, has acquired KCIC, a consulting firm specialising in managing complex tort-system...

The compliance function has long been under pressure, but the strain is now reaching a breaking point. More than half of compliance officers –...

AI-driven supervision tools are now central to modern RegTech strategies, particularly in communications surveillance and misconduct detection. Yet as firms invest in AI to...

AI is rapidly reshaping supervisory controls across financial services, with 94% of firms either deploying or planning to deploy AI-based detection tools. From communications...

Large financial institutions are under mounting pressure to modernise their AML programmes. As financial crime grows more sophisticated and regulators demand stronger oversight, traditional...

Wealth management is approaching a structural inflection point as artificial intelligence shifts from isolated experimentation to becoming embedded in decision-critical workflows. Across advisory businesses, AI...

In late February 2026, a prominent US educational institution agreed to pay $1.72m to the US Treasury to settle allegations that it processed tuition...

Adverse media alert fatigue is becoming a structural weakness in many AML and financial crime programmes. According to Opoint, when analysts no longer trust the...

Synthetic identity fraud is one of the most dangerous weaknesses in modern financial crime controls – not because verification tools fail, but because they...