Tag: Risk management

Financial crime risk assessments only work when governance holds everything together. These assessments pull input from business units, risk and compliance teams, technology functions,...

Financial regulators across the US, UK and UAE are converging on a single message: firms do not need to wait for AI-specific rules before...

A $200m enforcement case in the DIFC did not begin with a rogue trader or a fraudulent scheme. It began with a board that...

French insurers are moving beyond the question of whether to use artificial intelligence and towards a more difficult one: how to make it work...

Key views on AI use case adoption across traditional FIs and FinTechs: The Cambridge Centre for Alternative Finance surveyed 203 FinTechs and 149 traditional...

The UK MGA sector has built its reputation on agility, with businesses often identifying opportunities early, entering specialist markets, responding to emerging risks and...

Corlytics' latest Global Enforcement Report has surfaced an uncomfortable pattern: the organisations most often hit with regulatory enforcement rarely lacked controls altogether. According to Corlytics,...

Artificial intelligence is taking on a growing role in tax due diligence, but according to a recent report from TAINA Technology, the next challenge...

Financial institutions have largely solved the problem of spotting regulatory change. What they have not solved is what happens next, and that gap is...

There comes a point in every MLRO's tenure when it becomes impossible to ignore that the organisation has outgrown its manual, Excel-based financial crime...