Tag: Risk management

AI-driven supervision tools are now central to modern RegTech strategies, particularly in communications surveillance and misconduct detection. Yet as firms invest in AI to...

AI is rapidly reshaping supervisory controls across financial services, with 94% of firms either deploying or planning to deploy AI-based detection tools. From communications...

Large financial institutions are under mounting pressure to modernise their AML programmes. As financial crime grows more sophisticated and regulators demand stronger oversight, traditional...

Wealth management is approaching a structural inflection point as artificial intelligence shifts from isolated experimentation to becoming embedded in decision-critical workflows. Across advisory businesses, AI...

In late February 2026, a prominent US educational institution agreed to pay $1.72m to the US Treasury to settle allegations that it processed tuition...

Adverse media alert fatigue is becoming a structural weakness in many AML and financial crime programmes. According to Opoint, when analysts no longer trust the...

Synthetic identity fraud is one of the most dangerous weaknesses in modern financial crime controls – not because verification tools fail, but because they...

Consumer Duty has moved decisively beyond its implementation phase and into a period defined by scrutiny and substance. For UK wealth and retirement firms,...

fincite, which offers software to transform investment advice from onboarding to reporting, has received a ISO 27001 certification.  ISO 27001 is widely regarded as the...

The role of the MRLO has expanded far beyond its traditional remit. Once largely associated with regulatory filings, annual financial crime risk assessments and...