Tag: SEC
US SEC halts $1.7bn token offering
The US Securities and Exchange Commission (SEC) has halted the $1.7bn digital token offering in the US and overseas of Telegram Group.
US regulatory bodies issue statement on digital assets
US regulators have come together to issue a joint statement reminding those engaged with digital asset to meet anti-money laundering (AML) and counter financing terrorism (CFT).
The SEC alters Dodd-Frank rules for broker-dealers
The Securities and Exchange Commission (SEC) has adopted new recordkeeping and reporting rules for security-based swap dealers and major-based swap participants which increase the need of tracking.
In SEC filing, Facebook discloses risks posed by Libra, proposed global...
Facebook has revealed the potential market risks for its new cryptocurrency Libra.
Broadridge Financial prices $750m in senior notes
Broadridge Financial Solutions has priced $750m in senior notes due 2029 in an offering registered with the US Securities and Exchange Commission.
FCA, SEC sign MoUs to reaffirm cooperation after Brexit
The UK’s Financial Conduct Authority (FCA) and US Securities and Exchange Commission (SEC) have signed two memoranda of understandings (MoU) to reaffirm cooperation following Brexit.
SEC charges LendingClub and former execs $4m for fraud
Online investing platform LendingClub Asset Management (LCA) and its former president Renaud Laplanche have been charged with fraud by the US SEC.
Alternative asset investing app Rally Rd bags $7m Series A
Online alternative investments platform Rally Rd has netted $7m in its Series A led by Upfront Ventures.
Moderne Ventures pulls in up to $42.7m in its venture fund
Early-stage technology investor Moderne Ventures has raised up to $42.7m for Fund I, FinTech Global can reveal.
Blockchain Capital pulls in up to $59m for its fourth vehicle
Venture capital firm Blockchain Capital has pulled in up to $59m for its fourth vehicle, FinTech Global can reveal.
© FinTech Global © Copyright 2024. All rights reserved.
