Tag: SEC
FCA, SEC sign MoUs to reaffirm cooperation after Brexit
The UK’s Financial Conduct Authority (FCA) and US Securities and Exchange Commission (SEC) have signed two memoranda of understandings (MoU) to reaffirm cooperation following Brexit.
SEC charges LendingClub and former execs $4m for fraud
Online investing platform LendingClub Asset Management (LCA) and its former president Renaud Laplanche have been charged with fraud by the US SEC.
Alternative asset investing app Rally Rd bags $7m Series A
Online alternative investments platform Rally Rd has netted $7m in its Series A led by Upfront Ventures.
Moderne Ventures pulls in up to $42.7m in its venture fund
Early-stage technology investor Moderne Ventures has raised up to $42.7m for Fund I, FinTech Global can reveal.
Blockchain Capital pulls in up to $59m for its fourth vehicle
Venture capital firm Blockchain Capital has pulled in up to $59m for its fourth vehicle, FinTech Global can reveal.
Global Payments secures up to $607m in funding
Payment solution provider Global Payments has secured up to $607m in its latest equity fundraise, FinTech Global can reveal.
Real estate crowdfunding platform DiversyFund raises up to $200k
Real estate crowdfunding platform DiversyFund has raised up to $200,000 in a new convertible debt funding round, FinTech Global can reveal.
Cyber security solution provider Lucideus pulls in up to $294k
Cyber security solution provider Lucideus has pulled in up to $294,000 for its latest fundraise, FinTech Global can reveal.
StreetShares raises up to $10m for latest fundraise
StreetShares has raised up to $10m for its latest investment round, which has a goal of $20m.
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