Tag: SEC

The Securities and Exchange Commission (SEC) chair has outlined gaps in US regulation of cryptocurrencies that could cause investor risk and financial crime concerns.

Sentieo has bagged $20m in its Series B round, which comes off the heels of record revenue in 2020.

Sports apparel company Under Armour has settled with the Securities and Exchange Commission (SEC) and agreed to pay $9m in fines related to misleading its revenue growth to investors from the third quarter of 2015 through the fourth quarter of 2016.

Remittance firm MoneyGram suspends trading on Ripple’s payment platform, RippleNet, citing the ongoing $1.3bn lawsuit filed by the U.S. Securities and Exchange Commission (SEC).

The Securities and Exchange Commission has awarded two separate whistleblowers a total of almost $3m.

A US regulator has charged three individuals for taking part in a bitcoin fraud that cost investors more than $11m.

A fund manager has been accused of having defrauded retail investors by coercing them to invest $58m in two funds, despite having zero investment experience, the Securities and Exchange Commission alleged.

Following the intense scrutiny of the FinCEN Files, US lawmakers have introduced new legislation to fight money laundering.

The Securities and Exchange Commission has awarded over $6m to joint whistleblowers whose information and assistance led to the successful enforcement of SEC and related actions.

The US's top financial markets watchdog has issued a new policy statement outlining how European traders can become authorised to operate stateside.