Tag: Securities and Exchange Commission
Robinhood could be facing $10m fraud fine for failing to properly...
Stocktrading platform Robinhood could reportedly be facing a $10m fraud fine for failing to properly disclose revenue, pending the outcomes of an ongoing Securities and Exchange Commission probe.
SEC sues investment advisers for allegedly misrepresenting its services
The Securities and Exchange Commission has filed an emergency action against Florida-based investment adviser Coral Gables Asset Management because of an alleged fraudulent offering.
SEC proposes new data security rules to protect securities traders
The Securities and Exchange Commission has announced plans to amend the data security rules surrounding US securities trading.
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