Tag: senior managers regime

Football’s new owners test puts club bosses on notice

English football’s approach to vetting the people who run its clubs has changed fundamentally. According to Argus Pro, the Owners’ and Directors’ Suitability and Experience...

When accountability fails, firms are left exposed

Accountability is fundamental to trust in financial services, and a recent enforcement action from the UK's Financial Conduct Authority (FCA) shows what happens when...

Regulators cut SMCR red tape as reform wave begins

The Financial Conduct Authority and Prudential Regulation Authority have unveiled the opening phase of their reform of the Senior Managers and Certification Regime (SMCR),...

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