Tag: Surveillance Technology

Compliance has moved from the back office to the boardroom. For global banks, it is no longer a function that quietly operates in the...

Across the financial services industry, a quiet but consequential shift is under way. Firms are moving away from the patchwork of disconnected compliance tools...

Financial organisations clinging to ageing voice recording infrastructure may believe inaction is the safe option — but independent research published in 2026 suggests the...

AI is rapidly reshaping supervisory controls across financial services, with 94% of firms either deploying or planning to deploy AI-based detection tools. From communications...

Is your communications compliance framework ready for 2026? That was the central question behind a recent research initiative surveying 100 compliance, IT and surveillance...

In today’s increasingly complex financial markets, surveillance has evolved far beyond a reactive compliance exercise. With mounting regulatory expectations and sophisticated trading environments, leading firms...

ACA Group has launched a new Market Abuse Risk Framework to help UK and European buy-side firms strengthen their surveillance and compliance programmes. The governance,...

In the increasingly interconnected world of financial markets, one of the most persistent challenges facing firms is the lack of effective cross-market alerting. While companies...

A former analyst at a UK-based investment management firm has been convicted of insider dealing, underlining the Financial Conduct Authority’s (FCA) increased reliance on...

NICE Actimize has unveiled SURVEIL-X Behavior, the latest addition to its comprehensive SURVEIL-X Holistic Employee Conduct Surveillance suite.