Tag: surveillance

Insider trading risk is no longer confined to traditional securities, and compliance teams are being pushed to catch up with markets that never sleep....

Financial professionals today are not short of information. Breaking news, earnings releases, regulatory filings, research reports and alternative data all compete for attention. According to...

Financial institutions have spent years and vast budgets on market connectivity, wiring up new venues, expanding execution infrastructure and racing to ensure traders can...

From 1 September 2026, the FCA Code of Conduct will extend to cover bullying, harassment and violence at every FCA-authorised organisation, dragging almost 38,000...

Theta Lake has joined forces with IPC to help financial institutions move trade floor communications to the cloud without sacrificing regulatory oversight. The tie-up connects...

Bank compliance teams are being tested by a regulatory environment that is shifting faster than many can keep pace with. Artificial intelligence governance, operational...

On 1 September 2026, the FCA's Code of Conduct will extend to cover bullying, harassment and discrimination across every FCA-authorised organisation — not just...

Reconciliation has become one of the most important components of compliance, particularly as regulated firms face more complex communication environments and increasing regulatory scrutiny. The...

Modernising communications governance and archiving has become a priority for regulated organisations as they approach 2026. The compliance environment has shifted rapidly, driven by...

The UK’s long-debated proposal for a national digital ID system, dubbed the “Brit Card”, has reignited fierce public debate over privacy, surveillance, and the...