Tag: U.S. Securities and Exchange Commission

Why digital asset firms must get serious about compliance in 2026

Crypto is increasingly being treated like a mainstream asset class, and with that shift comes a tougher, more formal approach to regulatory compliance. According to...

Regulatory risks of continuation funds: navigating compliance challenges

High interest rates, market volatility, and broader macroeconomic factors are driving asset managers to adapt their investment strategies, seek liquidity for investors, and deploy capital into attractive assets.

Jacobs’ senior notes offering amasses $600m

Jacobs Engineering Group Inc., a renowned global solutions firm committed to addressing the world's most pressing challenges, has confirmed its recent significant financial move in the market.

Unlocking the implications of SEC’s newly adopted cyber rules on FinTech

After over a year of deliberations, the US SEC has finally adopted the proposed rules for enhanced cyber disclosures.

Theta Lake unveils 17a-4 compliant archiving tool for collaboration platforms

From: RegTech Analyst Theta Lake, the RegTech company, has announced the industry’s first free SEC Rule 17a-4 compliant archive designed for collaboration platforms such as RingCentral,...

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