Tag: UBS
Leading venture capital firms and accelerators drove investment in RegTech solutions...
Accel has been the most active backer of innovative RegTech and information security companies with 25 investments since 2015
The potential size of the...
Hong Kong’s markets watchdog has lifted UBS’ ban on leading IPOs
The Securities and Futures Commission (SFC) of Hong Kong has lifted the ban on UBS to support initial public offerings (IPOs).
Singapore regulator slams UBS with $11.2m fine for “unacceptable” deceptive behaviour
UBS has landed it legal hot waters in Singapore after its employees overcharged and failed to be transparent to clients.
UBS fined $51m by Hong Kong regulator for overcharging
Swiss multinational investment bank UBS has reportedly been fined HKD $400M ($51m) by Hong Kong’s securities regulator for overcharging around 5,000 clients.
The Hong Kong...
Personal finance app SigFig secures $50m Series E
Personal finance app SigFig has secured a $50m Series E equity round led by growth equity firm General Atlantic.
UBS reportedly looking to sell SmartWealth to SigFig
UBS is reportedly looking to sell its digital wealth management platform SmartWealth to personal finance app SigFig.
Visible Alpha lands investment from HSBC
Visible Alpha, a startup helping analysts and fund managers cope with regulatory changes, has landed further investment from HSBC.
Visible Alpha bags $38m funding round led by Goldman Sachs
Financial data and analytics company Visible Alpha has bagged a $38m round of funding led by Goldman Sachs.
Banks prepare for MiFID II with Ethereum smart contracts
With MiFID II set to come into force in just a few days, UBS has initiated a project to use Ethereum smart contracts for compliance.
Four major banks partner to push blockchain transactions
Four of the world largest banks are partnering to develop a digital currency with the aim of creating an industry standard for blockchain-enabled trades and transactions.
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