Tag: Zeidler

Due diligence questionnaires exist to help firms assess the risks tied to counterparties, service providers and other third parties. But completing one is only...

For over a decade, UK retail investors have relied on the UCITS Key Investor Information Document (KIID) or the PRIIPs Key Information Document (KID)...

The Central Bank of Ireland has published the third edition of its Authorisations and Gatekeeping Report, and according to law firm Zeidler, the message for...

The Central Bank of Ireland (CBI) has raised the stakes for the country's MiFID investment firms, publishing a Thematic Assessment on 18 May 2026...

Regulators across Europe are reshaping how funds are distributed across borders, tightening disclosure standards while trimming administrative friction, according to Zeidler's June regulatory roundup. The...

With an estimated 200+ regulatory updates each day, it is easy to understand why compliance teams often feel the pressure of keeping pace with...

Investment managers operating across borders are facing a wave of regulatory change, with new disclosure obligations, revised marketing rules and updated registration frameworks now...

Building with generative AI throws up no shortage of technical hurdles — but according to one senior figure in the regulatory technology space, the...

Automation is steadily moving from the margins of financial services into its operational core. Surveillance systems flag misconduct, onboarding platforms assess risk, and AI...

Automation in compliance is no longer about assistance - it is about delegation. Across KYC, AML, sanctions screening and transaction monitoring, machines are not...