10 RegTech solutions helping firms keep pace with regulatory change

10 RegTech solutions helping firms keep pace with regulatory change

With an estimated 200+ regulatory updates each day, it is easy to understand why compliance teams often feel the pressure of keeping pace with change. To stop compliance teams becoming overwhelmed by the pace of change, firms are looking to digital regulatory change management solutions that can help streamline the monitoring of updates.

Regulatory change management solutions help firms automate the monitoring of regulatory updates, empowering them to continuously monitor for changes across hundreds of jurisdictions, filtering out what is irrelevant and flagging those that impact the firm. Not only does it help them ensure new regulations are not missed, but they can also provide detailed breakdowns to help teams understand what is happening, how it impacts them and the relevant changes they need to address. A total of $5.4bn was issued in fines globally during 2025, showing the significant financial damages firms can face for missing or mismanaging their compliance requirements.

With that in mind, here are ten regulatory change management solutions that should be on your radar.

Regulatory Change Management

ACA Group

Founded: 2002

Subsectors: Onboarding Verification, Communications Monitoring, Transaction Monitoring, Cybersecurity Information Security, Risk Management, Reporting

Regions of Operations: EU, United States, UAE

Who does it serve: Financial services sector, including asset managers, investment advisers, hedge funds, private markets, investment companies, broker-dealers, securities brokers, and wealth managers

What it does: ACA Group is recognised as a leading advisor in governance, risk, and compliance (GRC) for the financial services sector. The firm is known for its innovative blend of advisory and managed services, distribution solutions, and analytics. Its ComplianceAlpha® regulatory technology platform, supported by the expertise of former regulators and practitioners, provides a deep understanding of the global regulatory environment.

ComplianceAlpha, an award-winning platform, is transforming surveillance, risk, and compliance management for over 1,200 top financial services firms globally. By integrating compliance activities, surveillance, testing, analytics, and archiving into one platform. ComplianceAlpha gives Chief Compliance Officers a comprehensive view of risks and behaviours across their organisations, enabling more effective and efficient management of compliance obligations.

Key features:

  • AML Risk Management
  • AI Risk and Governance
  • Integrated Risk and Policy Management

AscentAI

Founded: 2015

Subsectors: Compliance Management, Regulatory Change Management, Risk Management, Reporting

Regions of Operations: Global

Who does it serve: Financial services

What it does:

Navigating today’s complex and dynamic regulatory landscape is challenging. AscentAI’s AI-powered regulatory intelligence platform enables risk, compliance, and legal teams to confidently control their regulatory lifecycle.

AscentHorizon automatically captures and consolidates global regulatory updates into one actionable platform, saving time and improving insights with real-time alerts, advanced filtering, and workflows that make collaboration easy.

AscentFocus fully automates global regulatory change management processes. Its purpose-built AI extracts obligations from regulatory text, assesses applicability and impact of regulatory changes to the customer’s business, provides side-by-side highlighted change comparisons and summaries, and seamlessly integrates with leading GRCs, enabling full traceability and alerts for policies and controls impacted by changes. AscentAI delivers next generation AI automation to transform risk and compliance operations, enabling financial services firms to efficiently and accurately manage their regulatory data and effectively operationalize it. Ascent delivers confident control of regulatory data helping firms work faster, more productively and cost-effectively.

Key features:

  • Real-time horizon scanning
  • Automated obligation change summaries
  • Personalised regulatory maps

Cardamon

Founded: 2025

Subsectors: Regulatory Change Management, Regulatory Research, Risk Management, Compliance Management

Regions of Operations: Global

Who does it serve: Financial services

What it does:

Cardamon enables regulated financial firms to launch products, enter new markets, and remain compliant 95% faster by automating regulatory compliance with AI. Rather than sifting through thousands of pages of regulation and manually analysing each passage, teams can rely on Cardamon to streamline the process and save thousands of hours.

The platform delivers AI-driven, tailored horizon scanning to keep firms ahead of regulatory changes, obligation mapping to align requirements with business practices, and gap analysis to uncover compliance risks before they escalate. It also performs automated risk assessments to prioritise action, giving compliance teams the confidence to focus on strategy rather than repetitive review.

Intelligent AI agents support rapid regulatory searches and comparisons, making complex rules easy to interpret in seconds. With Cardamon, compliance becomes a strategic advantage, enabling faster innovation and safer market expansion. Cardamon is being used by the largest regulated businesses who have over 350 million end users. 

Key features:

  • Real-time regulatory monitoring
  • AI-powered regulation search
  • AI-powered gap analysis

Corlytics

Founded: 2013

Subsectors: Risk Management, Compliance Management

Regions of Operations: United Kingdom, EU, North America, APAC

Who does it serve: Global banks, Investment managers, BigTech, Payment companies, Insurance, Hedge funds, Asset management, Health/life sciences

What it does:

Corlytics is dedicated to transforming how financial institutions and others in regulated sectors manage regulatory compliance and risk. Its mission is to help organisations effectively navigate the complex world of financial regulations.

 For regulatory monitoring, the RegTech company offers an AI-powered solution to simplify compliance by proactively identifying and tracking emerging regulatory risks. Its platform, which leverages machine learning and data science, collects and enriches regulatory notices with advanced analytics and regulatory risk intelligence. Its AI driven categorisation of regulatory documents against comprehensive taxonomy helps to rapidly identify key themes and risks. The solution leverages APIs to support integration with existing risk and GRC systems, and offers horizon scanning to keep firms ready for change. A couple of other highlights to note are its summarisation  capabilities to help firms quickly understand changes, and mapping tools to identify similarities across datasets.

Key features:

  •   AI driven categorisation
  •   Rationalisation & Mapping
  •   Dynamic traceability

CUBE

Founded: 2011

Subsectors: Risk Management, Compliance Management

Regions of Operations: Global

Who does it serve: Banking, Asset management, Insurance, Payments, FinTech, Technology, Corporations

What it does:

CUBE is a global leader in automated regulatory intelligence and regulatory change and control management. Its unified RegPlatform™, strengthened by the acquisitions of Acin and Kodex AI, is the industry’s first end-to-end compliance, risk and agentic AI platform. CUBE serves 1,000 customers globally, including 40% of Tier 1 financial institutions, helping them navigate an increasingly complex and fast-moving regulatory landscape. Its RegPlatform™ integrates seamlessly into global environments, mapping regulatory obligations directly to a firm’s policies, controls and processes. When rules change, CUBE automatically identifies what’s relevant, pinpoints the differences and sends clear, actionable updates to the right teams, turning compliance and risk from a reactive burden into a proactive, AI-enabled capability. Its RegInsight solution offers horizon scanning capabilities, with access to forward-looking regulatory content, including speeches, guidance, consultations, opinion and more.

Key features:

  • Natural language processing and ontological classification
  • Horizon scanning
  • Monitoring regulations from 750+ jurisdictions, 10,000 issuing bodies and 80 languages

Norm AI

Founded: 2023

Subsectors: GRC, Compliance management, Content Review

Regions of Operations: US

Who does it serve: Financial services

What it does:

Norm AI is designed to transform legal and compliance into a strategic advantage, helping institutions move faster, reduce risk and unlock growth with legal and compliance AI. The company turns laws, regulations and policies into AI agents, by breaking down the documents and encoding the rules into the agents. These can then help companies to improve their legal and compliance workflows through encoded their expert judgement, as well as the firm’s nuanced preferences and tone standards.

Multi-agent systems can analyse text, video and audio content from global regulatory frameworks and Norm’s regulatory library continuously updates as laws and rules change in the market. The platform also consolidates all current disclosures into a single governed library, offering a single, trusted reference for every review.  Other notable features of the Norm AI offering include a centralised fact bank and compliance operations and governance tools that support multi-stage workflows with customisable intake and tagging, record retention and audit trails.

Key features:

  • AI agent-powered content review
  • Centralised disclosure management
  • Automatically generated evidence-backed responses

Sherlocq

Founded: 2025

Subsectors: Compliance management, Regulatory change

Regions of Operations: Global

Who does it serve: Financial institutions, Law firms, Compliance consultants, Regulators & supervisors, Digital asset firms

What it does:

Sherlocq is an AI-powered regulatory intelligence platform that supports compliance teams, lawyers, risk managers and regulators across 30 jurisdictions. It offers three core products: Regulatory Research Module, Analyze Module and Sanctions Intelligence.

Its AI-powered regulatory research capabilities allow clients to conduct multi-jurisdiction regulatory research, analyse policies and frameworks, benchmark controls and complete sanction screening in minutes. For document analysis, Sherlocq empowers structured review, gap identification and obligation mapping from uploaded policies and frameworks. Sherlocq has direct connectors to AI tools, including Claude, ChatGPRT, Copilot and Gemini.

Key features:

  • AI-powered regulatory queries
  • AI-powered regualtory intelligence
  • AI chatbot integration

ViClarity

Founded: 2008

Subsectors: Onboarding Verification, Cybersecurity Information Security, Risk Management, Reporting, Compliance Management, Vendor Management

Regions of Operations: Global

Who does it serve: Insurance, Asset management, Banks, Credit unions, Hospitals, Social care, Public sector, Education, Charities

What it does:

ViClarity is an esteemed provider of governance, risk, and compliance (GRC) management software solutions, catering to highly regulated sectors such as healthcare, insurance, and financial services. Organisations of varying sizes employ their GRC tools to enhance and automate risk and compliance processes.

Its Reg Monitor solution offers AI-powered regulatory monitoring to help firms track updates across jurisdictions and respond quickly. It continuously monitors official regulatory sources in real-time, filtering out irrelevant content. All updates are accompanied by a simple snapshot, highlighting what changed, what it means and why it matters. These summaries also offer insights into implications and a set of recommended steps for consideration. It aims to help teams spend less times scanning and interpreting, while supporting them to understand changes faster and with reduced risk of missed or mismanaged changes.

Key features:

  • AI-powered regulatory monitoring
  • Update summaries
  • Insights into impact and recommended steps

VIXIO

Founded: 2006

Subsectors: Compliance Management, Reporting, Regulatory Intelligence

Regions of Operations: Global

Who does it serve: Financial services, banks, payment companies, gambling companies

What it does:

Vixio provides a regulatory intelligence and change management platform that enables organisations in financial services and gambling to monitor, interpret, and respond to evolving global regulation with confidence and speed. The platform combines expert-led analysis, structured insights, and automated workflows to streamline compliance decision-making and execution across more than 200 jurisdictions. Vixio enables teams to identify upcoming requirements, prioritise actions, coordinate responses, and support strategic expansion into new markets.

Vixio equips regulated organisations with a unified platform to monitor regulatory developments, analyse impact, plan responses, and operationalise compliance change. Users can track evolving laws, rules, consultations, decisions, and regulatory themes across more than 200 jurisdictions, supported by structured categorisation, expert interpretation, and searchable intelligence. The platform enables compliance teams to prioritise risks and opportunities, align updates with business planning, and communicate findings clearly across stakeholders. Workflows support policy revision, procedural updates, documentation control, and remediation activity, with evidence captured for audit and regulatory dialogue.

Key features:

  • Horizon scanning
  • Monitoring of 200+ jurisdictions and 1,400+ regulatory authorities
  • AI regulatory assisstant

Zeidler Group

Founded: 2008

Subsectors: LegalTech, Cross-Border Fund Distribution Compliance, Onboarding & Vendor / Counterparty Due Diligence, Regulatory Reporting

Regions of Operations: EU, North America, APAC

Who does it serve:  Wealth and asset management firms

What it does:

Zeidler Group is a global tech-driven law firm and regulatory compliance partner transforming the asset management industry. Combining deep investment fund expertise with proprietary digital infrastructure, the firm streamlines fund registration, cross-border distribution, regulatory reporting, and investor disclosure across UCITS, AIFMD, MiFID II, and SEC frameworks. Its solutions integrate automated document production, vendor and counterparty due diligence, marketing material reviews, and real-time regulatory intelligence through the Zeidler Swift platform.

 Supported by a global team of specialised investment fund lawyers with extensive in-house experience, regulatory compliance specialists, software engineers, and data analysts, Zeidler delivers accurate, scalable, and cost-efficient legal and compliance operations for investment managers worldwide. Zeidler’s technology reduces operational risk, standardises multi-jurisdictional workflows, and ensures regulatory alignment across key global markets including Europe and North America.

Key features:

  • Cross-border legal advice
  • Global Knowledge Hub
  • Investment funds law expertise

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