Tag: Sherlocq

More assets than ever now sit across three or more jurisdictions, and the compliance surface area facing global asset managers has never been larger,...

The rise of artificial intelligence has transformed the financial industry. As it continues to move ahead, this is leading the technology to redefine the...

The collapse of FTX in November 2022 did not happen because rules were missing. Disclosure requirements were in place, and regulators in multiple jurisdictions...

RegTech is no longer an experimental corner of financial services. It is becoming part of the infrastructure firms rely on to manage an increasingly...

A $200m enforcement case in the DIFC did not begin with a rogue trader or a fraudulent scheme. It began with a board that...

Compliance has always involved translation. Firms take broad regulatory expectations and convert them into policies, controls and workflows that fit their business. It is...

Artificial intelligence is reshaping the financial sector at pace, approving loans, drafting disclosures and flagging suspicious transactions inside regulated firms, yet the rules designed...

Compliance professionals are not short of tools, they are drowning in them. Screening platforms, sanctions portals, regulatory update feeds, case management systems and now...

Artificial intelligence is transforming the fight against financial crime. However, it's also giving criminals powerful new tools. As banks, regulators and technology providers race...

Sanctions compliance has never been a single, unified discipline, yet much of the technology built to support it has treated it as if it...