9 risk management solutions that should be on your RegTech radar in 2026

May 15, 2026

Risk management is one of the core foundations of a firm’s compliance workflow. When implemented effectively, risk management helps ensure compliance processes are not just a tick-box exercise by identifying, assessing and mitigating potential breaches. As the regulatory landscape continues to grow in complexity, RegTech solutions have become a major force in helping financial institutions streamline and scale their risk management workflows.

Despite the clear importance of risk management, many firms remain dissatisfied with their existing frameworks. A recent report from the American Institute of CPAs (AICPA) and North Carolina State University’s Enterprise Risk Management (ERM) claimed that just 11% of the senior finance leaders it surveyed view their risk management processes as “mostly” or “extensively” a strategic tool that offers a competitive advantage. Despite this, 61% of finance leaders stated the volume and complexity of risks has changed over the past five years.

The regulatory landscape across the world continues to grow. For instance, over the past couple of years many firms have had to balance various incoming regulations and updates, such as DORA, Basel IV and MiCAR. At the same time, regulators continue to issue significant fines for firms failing compliance. Firms are in need of tools that can help them cope.

Risk management spans the regulatory compliance landscape and with the RegTech sector RegTech sector projected to exceed $112bn by 2033, it can be hard to identify specific solutions in the market. Each firm is different and while some might want a point solution designed for a specific pain points, others might prefer a holistic tool that can be tailored across various areas of the business. This list aims to provide some support and highlight a handful of solutions and how they can help improve risk management workflows.

Risk Management

Company Overview

ACA Group

Founded: 2002

Subsectors: Onboarding Verification, Communications Monitoring, Transaction Monitoring, Cybersecurity Information Security, Risk Management, Reporting

Regions of Operations: EU, United States, UAE

Who does it serve: Financial services sector, including asset managers, investment advisers, hedge funds, private markets, investment companies, broker-dealers, securities brokers, and wealth managers

What it does: ACA Group is recognised as a leading advisor in governance, risk, and compliance (GRC) for the financial services sector. The firm is known for its innovative blend of advisory and managed services, distribution solutions, and analytics. Its ComplianceAlpha® regulatory technology platform, supported by the expertise of former regulators and practitioners, provides a deep understanding of the global regulatory environment.

ComplianceAlpha, an award-winning platform, is transforming surveillance, risk, and compliance management for over 1,200 top financial services firms globally. By integrating compliance activities, surveillance, testing, analytics, and archiving into one platform. ComplianceAlpha gives Chief Compliance Officers a comprehensive view of risks and behaviours across their organisations, enabling more effective and efficient management of compliance obligations.

Key features:

AML Risk Management
AI Risk and Governance
Integrated Risk and Policy Management

ALMIS International

Founded: 1992

Subsectors: Risk Management, Regulatory Reporting, Treasury Liquidity, Financial Analytics, Capital Planning/ Stress Testing, Compliance Management

Regions of Operations: United Kingdom, EU, South America

Who does it serve: Global banking institutions

What it does:

For over 32 years, ALMIS® International has been a trusted partner for forward-thinking banking institutions and is the market leader in managing financial risk. The company enables global banks to make informed and timely management decisions through its extensive technical and regulatory expertise. With a thorough understanding of balance sheet management, treasury operations, and prudential risk, ALMIS® develops best-in-class software solutions.

ALMIS® One, the company’s modular cloud-based platform, offers an integrated solution for Regulatory Reporting, Asset and Liability Management, Treasury Management, and Hedge Accounting. This platform leads to reduced costs, enhanced accuracy, improved risk optimisation, and increased profitability. ALMIS International is dedicated to helping institutions meet compliance requirements through innovative technology and risk automation.

Key features:

Asset Liability Management analytics
Real-Time Treasury Risk Monitoring
Interest Rate Risk and Liquidity Risk Management tools

Arctic Intelligence

Founded: 2015

Subsectors: Financial Crime Risk Governance

Regions of Operations: APAC, EMEA and Americas

Who does it serve: Financial services, including fund managers, asset managers, hedge fund managers, banks, building societies, credit unions, private equity firms, FinTechs, financial planners, insurers, foreign exchange and remittance services, non-bank financial institutions, payment processors, stockbrokers, and more.

What it does:

Arctic Intelligence is a multi-award-winning regulatory technology (RegTech) business specialising in financial crime risk and compliance assessment technology. Its platforms are designed to assist regulated businesses, regardless of size, industry sector, or geographic location, in identifying, assessing, mitigating and managing their financial crime risks.

The Risk Assessment Platform is a fully configurable financial crime risk assessment platform designed for larger enterprises that want to tailor their own risk and control models, digitise or automate their approach and conduct data driven risk assessments across their organisation.

Key features:

Enterprise-Wide Financial Crime Risk Assessment
Real-Time Risk Aggregation and Reporting
AML/CTF Risk Assessment Solution

Consilient

Founded: 2020

Subsectors: Transaction Monitoring, Customer Due Diligence, Enhanced Due Diligence

Regions of Operations: Global

Who does it serve: Financial organisations

What it does:

Consilient was founded by two industry leaders to transform financial crime prevention. The company introduces Federated Machine Learning to significantly enhance the efficiency and effectiveness of the financial industry in combatting crimes such as money laundering, human trafficking, and fraud. Consilient aims to foster global collaboration between organisations and regulators by sharing behavioural insights through federated machine learning models, significantly enhancing the detection of suspicious activity patterns.

By enabling training across various institutions, federated learning enhances the robustness of models, as they learn from a broader range of outcomes and contexts, leading to better identification of suspicious activities. This innovative approach overcomes previous barriers to sharing insights, allowing organisations to recognise known and new suspicious activity patterns worldwide, thereby safeguarding the financial system from abuse.

Key features:

AML/CFT model for enhanced transaction monitoring and customer due diligence
Federated learning models to uncover hidden high-risk typologies
High-Risk Jurisdictions model

CUBE

Founded: 2011

Subsectors: Risk Management, Compliance Management

Regions of Operations: Global

Who does it serve: Banking, Asset management, Insurance, Payments, FinTech, Technology, Corporations

What it does:

CUBE is a global leader in automated regulatory intelligence and regulatory change and control management. Its unified RegPlatform™, strengthened by the acquisitions of Acin and Kodex AI, is the industry’s first end-to-end compliance, risk and agentic AI platform. CUBE serves 1,000 customers globally, including 40% of Tier 1 financial institutions, helping them navigate an increasingly complex and fast-moving regulatory landscape. RegPlatform™ integrates seamlessly into global environments, mapping regulatory obligations directly to a firm’s policies, controls and processes.

When rules change, CUBE automatically identifies what’s relevant, pinpoints the differences and sends clear, actionable updates to the right teams, turning compliance and risk from a reactive burden into a proactive, AI-enabled capability. CUBE also leads an industry collaboration initiative with Barclays, BNP Paribas, Citi, J.P. Morgan and Lloyds Banking Group to reduce compliance costs and elevate risk standards. This creates an anonymised peer network that enables firms to benchmark processes and best practice.

Key features:

Global regulatory coverage
Enterprise-grade compliance management
AI-powered compliance automation

MCO (MyComplianceOffice)

Founded: 2008

Subsectors: Onboarding Verification (AML/KYC/CDD), Transaction Monitoring, Risk Management, Reporting, Compliance Management

Regions of Operations: Global

Who does it serve: Financial institutions

What it does:

MCO is the only integrated financial services compliance solution that combines governance of the regulated activities of the company, employees and third parties with robust obligation management.

MCO has built passion and proficiency for compliance automation into every product, empowering clients of all sizes to maximize technology to minimize compliance risk.

Available as a unified suite or à la carte, MCO’s easy-to-use and extensible SaaS based solutions get firms up and running quickly and cost-efficiently.

MCO’s “Know Your” solution suites are built on the dynamic MyComplianceOffice platform. Its capabilities enable comprehensive monitoring and reporting, workflow-directed task management and real-time exception alerts via a simple and intuitive interface.

MyComplianceOffice features sophisticated hierarchy management and integrated data sets, including global company and security master of public and private companies, limiting the need for “swivel chair compliance” across multiple disconnected systems. MyComplianceOffice easily integrates with other systems including HR, operations and CRMs.

Key features:

Third-Party Risk Assessment and Management
Conduct Risk Management
Compliance Risk Manager

Regnology

Founded: 1993

Subsectors: Capital Planning Stress Testing, Risk Management, Regulatory Reporting, SupTech, Data Management, Tax Reporting

Regions of Operations: Global

Who does it serve: Banks, Financial institutions, Financial regulators, International organisations, Broker-dealers, Insurance companies and corporates

What it does:

Regnology is a leading technology provider of regulatory reporting, risk, and supervisory technology solutions, including RegTech, RiskTech, and SupTech, for the financial services sector. Regnology serves thousands of financial institutions and corporates of all sizes, as well as close to 100 regulators and tax authorities worldwide.

The company works closely with regulators and takes an active role in shaping industry standards as a member of standardisation bodies such as XBRL. Regnology sets itself apart by combining over 30 years of regulatory expertise with a reliable and innovative suite of solutions, which features advisory services, managed services, and training seminars.

With its comprehensive offerings, Regnology supports the entire Regulatory Value Chain, ensuring financial institutions can effectively manage the complexities of regulatory compliance and risk management. Regnology was formed in 2021 when BearingPoint RegTech, a former business unit of BearingPoint Group, joined forces with Vizor Software, a global leader in regulatory and supervisory technology.

Key features:

Regnology Risk Hub, an end-to-end risk management overview
Regnology Reporting Hub, including a key risk indicator (KRI) dashboard
Asset-Liability Management and credit risk tools

RiskSmart

Founded: 2020

Subsectors: Risk Management, Regulatory Reporting, GRC

Regions of Operations: United Kingdom

Who does it serve: Banks, Retail, Law firms, Payment & e-money, Pensions, Technology & software, Energy & utilities, Professional services, Financial services

What it does:

RiskSmart is an all-new risk management platform. It sounds simple, doesn’t it? That’s because its purpose is. RiskSmart is not just here to make the lives of risk professionals – who have been historically underserved – easier. It is here to help them excel at their work, allowing them to gain the recognition they deserve and taking their business’s risk management to the next level.

In order to tackle today’s challenging economic climate, businesses need empowering. Managing risks with confidence is critical to growth. That is exactly what RiskSmart is here to do. The creators of RiskSmart are all former risk professionals themselves. They have experienced the challenges and longed for a platform that solved all of their problems.

Its platform allows users to build their perfect risk framework and taxonomy with a tailored dashboard. Users can quickly and easily assign risk owners, tags, tiers and link controls to ensure greater accountability and ownership. RiskSmart also offers third-party risk management software aimed at streamlining and centralising oversight to make monitoring and updates easier.

Key features:

AI-supported risk management
Third-Party Risk Management
Centralised Risk management capabilities

ViClarity

Founded: 2008

Subsectors: Onboarding Verification, Cybersecurity Information Security, Risk Management, Reporting, Compliance Management, Vendor Management

Regions of Operations: Global

Who does it serve: Insurance, Asset management, Banks, Credit unions, Hospitals, Social care, Public sector, Education, Charities

What it does:

ViClarity is an esteemed provider of governance, risk, and compliance (GRC) management software solutions, catering to highly regulated sectors such as healthcare, insurance, and financial services. Organisations of varying sizes employ their GRC tools to enhance and automate risk and compliance processes.

Established in 2008, ViClarity Europe merged with the US-based compliance consulting firm, PolicyWorks, LLC, in 2020. This merger resulted in the formation of a unified global RegTech entity, headquartered in Tralee, Co Kerry, with an additional office in Des Moines, Iowa. ViClarity serves over 1,000 clients worldwide across diverse regulated industries. Their technology platform has enabled clients to save significant time on manual tasks, streamline processes, and adeptly navigate an evolving regulatory landscape.

Key features: