Compliance Management

Financial institutions keep spending heavily on compliance technology, yet the most damaging control failures continue to trace back to something no software can fix. According...

MCO (MyComplianceOffice), a compliance management software specialist serving the financial services sector, has secured more than $100m in strategic growth financing from Accel-KKR Credit...

Fund administrators are facing greater pressure from their own clients as CRS 2.0 shifts tax reporting from a periodic compliance exercise towards an ongoing...

Financial institutions have poured significant sums into technology meant to simplify complex operations. Sometimes it delivers. Often, however, the real difficulties only surface once...

Founded in 2023, Greenboard sees itself as the AI-native ‘system of action’ for SEC and FINRA compliance. The company is replacing the fragmented point...

Kremlin-backed FinTech A7 has funnelled more than $6.9bn through the international banking system despite sanctions on Russia, according to a Financial Times investigation. UK...

An alleged insider trading case involving two former Robinhood engineers has put a spotlight on a problem many compliance teams have yet to solve:...

Numeral, the AI-driven sales tax compliance platform, has closed a $100m Series C round as businesses face a widening set of tax obligations across...

The European Banking Authority (EBA), the EU agency responsible for banking regulation and supervision, has released its final Guidelines on third-party risk management. The framework...

RegTech firm TAINA has retained its ISO 27001 accreditation after recording what it describes as its strongest audit performance to date, highlighting the growing...