Compliance Management

With everyone from Facebook to singer Akon launching cryptocurrencies, it is hardly surprising that central banks are also looking into leveraging the technology.

The Nordics in general and Sweden in particular are experiencing a FinTech boom. However, new regulations and investment worries could slow down the growth....

The US is spearheading the RegTech revolution. So why not find out more about the women leading the charge?

Public investment vehicle Pivotal Acquisition and electronic discovery and information governance company KLDiscovery have agreed to merge.

In September 2023, the Financial Conduct Authority (FCA) provided fresh guidance about how to treat Politically Exposed Persons (PEPs). In response to this, businesses under regulation might find it beneficial to revisit their existing PEPs screening systems. This not only ensures alignment with the new directive but also makes certain that the screening process remains both effective and efficient.

Visible Alpha, a startup helping analysts and fund managers cope with regulatory changes, has closed a $38m funding round.

The financial sector has for long been bogged down by manual processes in adhering to regulatory standards. The spotlight now shifts towards embracing technology, particularly in Know Your Customer (KYC) operations. Fenergo has outlined the opportunities for KYC compliance automation.

Clarida Technologies, a UK-based provider of big data-discovery software products and services, has landed a €5m equity investment.

Profian, a confidential computing platform that helps companies safeguard their data, has closed its seed round on $5m.

The UK Financial Conduct Authority has published a paper on potential reforms on how companies list in the UK, with the aim to attract more ?high quality, growth companies and give investors greater opportunities.?