Compliance Management

The UK’s Financial Conduct Authority (FCA) is proposing new rules to address harm to retail customers over the sale of derivatives and exchange traded notes (ETNs) through cryptoassets.

London-based intelligent compliance technology developer Napier has been chosen by Australia Post to support its anti-money laundering (AML) and counter-terrorism financing (CTF) services.

Following a year of controversies regarding the UK’s top financial watchdog, the body is now facing another setback.

Axioma, a RegTech 100 company, is set to be acquired by German stock exchange operator Deutsche Börse in a $850m deal that sees General...

The EU’s securities markets regulator has updated today its questions and answers regarding transparency issues under the Markets in Financial Instruments Directive (MiFID II) and Regulation (MiFIR).

As cryptocurrencies continue to gain popularity around the world, the UK parliament has formed the Crypto and Digital Assets Group to support innovation and regulation of digital assets.

Swedish-based credit information startup Kreditz, a Nordic market leader in credit scoring and verification services, has recently raised €10m in its latest funding round.

Managing any financial services company can be fraught with risk. Many FIs require close to constant risk analysis to make sure the company is remaining compliant and proper, as well as looking out for being targeted by criminals.

In a new move to revamp the US power grid cybersecurity, President Biden unveiled a $2tn plan which included $100bn for a variety of infrastructure priorities such as upgrading the electric power grid and cybersecurity projects.

Transformative risk and compliance solution developer LogicGate has raised $113m in its Series C funding round.