Compliance Management

Communications archiving has transformed from a back-office checkbox into one of the most fiercely contested battlegrounds in regulated technology this year. Twelve months ago,...

RegTech firm Zeidler Group has expanded the jurisdictional reach of its AI-powered Marketing Material Review Tool (MMR-Tool) to include Japan. The new Japan module introduces...

The compliance function in financial services has undergone a quiet but significant transformation. Where once the focus rested on having controls in place, regulators...

For many financial institutions, a close look at their regulatory obligations register reveals an uncomfortable picture: duplicate entries, outdated language, obligations assigned to teams...

Across the financial services industry, a quiet but consequential shift is under way. Firms are moving away from the patchwork of disconnected compliance tools...

Corlytics, a RegTech firm and recognised global leader in regulatory intelligence, has named Lisa Miles-Heal as its new chief executive officer, with the appointment...

The debate over whether artificial intelligence will displace compliance professionals is, at this point, a distraction. The more consequential question — and the one...

360factors, a provider of AI-powered compliance solutions for financial institutions, has launched a new Home Mortgage Disclosure Act (HMDA) Compliance Testing Agent within its...

Harmoney, a Belgian modular compliance and risk orchestration software provider, has received a €10m strategic minority investment from Smile Sail, a private equity fund...

In June 2023, New York attorney Steven Schwartz submitted a legal brief to a federal court in Manhattan citing six cases that simply did...