Compliance

The landscape of financial services faces intensified scrutiny in communications compliance. In an era marked by consistent and assertive regulatory enforcement, a proactive approach to preserving and managing employee communications is critical. The need for a robust and defensible strategy is no longer optional; it's an imperative for firms, irrespective of their scale or niche, as MyComplianceOffice discuss in their latest whitepaper. 

Alchemy Pay has proudly announcing the attainment of its Money Services License in the United States, specifically in the State of Iowa.

The Central Bank of Ireland recently conducted a Conduct Risk Assessment of Telephone and Electronic Communications in the securities market. This crucial assessment aimed to evaluate compliance with the Markets in Financial Instruments Directive (MiFID II), especially Article 16(7), which mandates firms to prevent the use of unauthorised communication.

Kiteworks, a leader in data privacy and compliance, has acquired Maytech, a platform offering efficient data file transfer solutions.  This move marks a vital...

Understand How Compliance Leaders Are Protecting Their Firms Against Market Abuse and Regulatory Risk

Sumsub has launched integrated solution for user verification, anti-fraud and compliance in gaming.

Compliance security specialists Theta Lake is set to be implemented into the Zoom platform as part of the communications giant's new ISV Exchange Program.

Broadridge Financial Solutions, Inc. has revealed a further expansion to its Shareholder Disclosure offering which will allow it to meet regulatory requirements in the UK, Australia and Hong Kong markets.

Compliance serves as the bedrock upon which businesses build trust, stability, and long-term sustainability in an ever-evolving regulatory environment. However, the intricacies of today's space often pose a significant challenge for FinTechs looking to effectively traverse the regulatory landscape.

BankProv has partnered with financial crime effectiveness testing platform Cable, in a bid to enhance its financial crime compliance program.