Regulatory chaos costs firms millions, so what’s the fix?
Payments and gambling firms are haemorrhaging money on regulatory monitoring, with some compliance teams spending up to 40% of their time simply checking whether...
Why siloed reporting could break under tighter rules
Financial institutions risk being overwhelmed by regulatory demands unless they dismantle the walls between their risk, finance, and reporting functions, according to a new...
What are the biggest barriers to third-party RegTech adoption?
RegTech has moved from an emerging technology category to an increasingly important part of the compliance stack. Yet while vendors continue to invest heavily...
FINRA loosens grip as deregulation push accelerates
Back in early 2025, the LeGaye Law Firm wrote, “The Financial Industry Regulatory Authority (FINRA), while not a federal agency, operates under the supervision...
AI governance gap puts financial firms at examination risk
Financial regulators across the US, UK and UAE are converging on a single message: firms do not need to wait for AI-specific rules before...
Cytix raises $7m to tackle AI-driven code risk
Cytix, a Manchester-based software change risk platform, has completed a $7m Series A funding round as it looks to accelerate its response to the...
Why AI recordkeeping is becoming a compliance risk
Financial firms are making decisions about artificial intelligence before regulators have established an AI-specific rulebook. But according to Red Oak Analysis, the absence of...
SEC AI checks put firms’ governance under scrutiny
The US Securities and Exchange Commission’s Division of Examinations has begun requesting information from financial firms about their use of artificial intelligence, according to...
Why FinTech’s best controls fail quietly, not loudly
Corlytics' latest Global Enforcement Report has surfaced an uncomfortable pattern: the organisations most often hit with regulatory enforcement rarely lacked controls altogether.
According to Corlytics,...
Why spreadsheets are the MLRO’s biggest hidden risk
There comes a point in every MLRO's tenure when it becomes impossible to ignore that the organisation has outgrown its manual, Excel-based financial crime...













