Risk Management

Payments and gambling firms are haemorrhaging money on regulatory monitoring, with some compliance teams spending up to 40% of their time simply checking whether...

Financial institutions risk being overwhelmed by regulatory demands unless they dismantle the walls between their risk, finance, and reporting functions, according to a new...

RegTech has moved from an emerging technology category to an increasingly important part of the compliance stack. Yet while vendors continue to invest heavily...

Back in early 2025, the LeGaye Law Firm wrote, “The Financial Industry Regulatory Authority (FINRA), while not a federal agency, operates under the supervision...

Financial regulators across the US, UK and UAE are converging on a single message: firms do not need to wait for AI-specific rules before...

Cytix, a Manchester-based software change risk platform, has completed a $7m Series A funding round as it looks to accelerate its response to the...

Financial firms are making decisions about artificial intelligence before regulators have established an AI-specific rulebook. But according to Red Oak Analysis, the absence of...

The US Securities and Exchange Commission’s Division of Examinations has begun requesting information from financial firms about their use of artificial intelligence, according to...

Corlytics' latest Global Enforcement Report has surfaced an uncomfortable pattern: the organisations most often hit with regulatory enforcement rarely lacked controls altogether. According to Corlytics,...

There comes a point in every MLRO's tenure when it becomes impossible to ignore that the organisation has outgrown its manual, Excel-based financial crime...