Agenda

AGENDA TO BE ANNOUNCED SOON

STREAM A- MAY 15
STREAM B- MAY 15
STREAM C- MAY 15
EARLY-STAGE REGTECH FORUM- MAY 14
COMPLIANCE CXO FORUM- MAY 16
RegTech Growth Forum - MAY 16

KEYNOTE PANEL: THE COMPLIANCE LEADERS’ PERSPECTIVE

  • What issues are at the top of the agenda for compliance and RegTech leaders at major financial institutions?
  • To what extent have technological developments caused regulatory change and what more needs to be done?
  • How effectively have FIs progressed with MiFID II, GDPR, PSD2 and SFTR?
  • Have compliance leaders chosen to partner or to use internal solutions to address their RegTech strategy?

PANEL DISCUSSION: DIGITAL IDENTITY VERIFICATION- MEETING KYC REQUIREMENTS

  • How can Digital Identity Verification improve the onboarding and account opening process?
  • What are the advantages of biometrics in this process?
  • How can companies offer a seamless consumer experience whilst ensuring strong customer authentication and security?
  • What are the issues of digitizing KYC?
  • What support is the government providing with digitally transforming the verification process?

PANEL DISCUSSION: AML, FRAUD & FINANCIAL CRIME

  • How can financial institutions take advantage of new technology offerings to help prevent financial crime?
  • What improvements in transaction data and monitoring can be made to tackle the AML challenges?
  • What are the predictions for what is next for fraud and risk management teams?
  • What does the risk-based approach specified by 4AMLD and 5AMLD mean in practice?
  • What are regulators now implementing due to high levels of breaches?

PANEL DISCUSSION: WHERE AI & ML MEET REGTECH

  • How is AI and ML being used for regulatory compliance today and what benefits do they bring?
  • How are AI vendors and startups helping financial enterprises manage their regulatory processes?
  • How can enterprises augment the capabilities of their compliance team with the adoption of AI and ML?
  • What are the barriers and obstacles to leveraging AI in regulation?

PANEL DISCUSSION: PSD2 & OPEN BANKING- FINAL PUSH FOR THIS YEAR’S DEADLINE

  • With the deadline for PSD2 in September 2019, where do banks stand now and what does the future hold?
  • What has been achieved so far with open banking and has it revolutionised banking as we expected?
  • How can banks use technology to overcome the challenges they are facing with open banking and meeting the PSD2 deadline?
  • Are we seeing traditional banks take advantage of the opportunity open banking gives for working with innovative startups and third-party providers?
  • What are the misconceptions with complying to PSD2 for financial institutions?
  • Is there enough focus being put on PSD2 or has there been more time spent on other regulations?

PANEL DISCUSSION: REGTECH & THE REGULATOR

  • To what extent is regulation perceived to hinder firms from expanding their technology capabilities and developing new digital propositions?
  • How are regulators going about developing agile regulatory interventions that meet regulatory objectives while also driving innovation?
  • What more can be done by the regulator to support innovation in regulatory compliance and the adoption of RegTech?
  • What have been the most successful initiatives undertaken by regulators and what are the plans for the future?

PRESENTATION: NEW COMMUNICATION COMPLIANCE IMPERATIVES & HOW REGTECH WITH AI CAN HELP

  • Three forces requiring a fundamental shift in compliance strategy
  • Examples of risks that should actually be opportunities
  • Some reasonable expectations for using AI-based RegTech

PANEL DISCUSSION: THE IMPACT OF REGTECH ON THE RISK MANAGEMENT MODEL

  • What are the latest technology innovations impacting regulation and risk management?
  • What are the key regulatory issues on the agenda of the Chief Risk Officer?
  • What do risk management leaders at financial institutions look for when buying from, or entering into partnerships with, technology solution providers?
  • How has RegTech impacted institutions Model Risk Management Framework (MRM) and stress testing models?

PANEL DISCUSSION: GDPR- A YEAR ON

  • How much has GDPR regulation been an opportunity for organisations to think about how they hand and store personal data?
  • How has RegTech made a difference to GDPR compliance and added value for companies?
  • What effect has GDPR had on customer trust and expanding their product offering?
  • What challenges are organisations having with complying?
  • How will financial services firms need to improve their legacy IT infrastructure to meet the standards required?

PRESENTATION: MACHINE LEARNING AND FINANCIAL REGULATION: WHAT IT IS DOING IN THE MARKET TODAY AND WHAT THE FUTURE HOLDS

A lot has been written about machine learning and AI in RegTech, but what are the actual applications in the market today and what will their future impact be? The presentation will both assess the current market reality and outline thoughts on how machine learning will power RegTech through the 2020s.

PANEL DISCUSSION: MIFID II IN CAPITAL MARKETS

  • What is the current state of play on the adoption of RegTech in capital markets and how can they leverage it fully going forward?
  • MiFID II a year on- what has changed for trading models and for the buy-side?
  • What issues are there still to overcome with MiFID II compliance now in place?

PRESENTATION: REGTECH: EMERGING PERCEPTIONS & EXPECTATIONS IN FINANCIAL SERVICES

How RegTech acceptance has changed from the perspective of FSI's and regulatory bodies, and how expectations from what RegTech applications need to deliver are evolving. The need for "transparent / auditable AI-technology" and examples of how automation and NLG can meet the market requirements.

PANEL DISCUSSION: THE ROLE OF REGTECH IN COMMUNICATIONS MONITORING

  • What tools and technologies can be used for monitoring the customers and employee’s activity to prevent financial misconduct?
  • What are the challenges of running communications surveillance systems?
  • What changes have there been on financial communication systems due to MiFID II?

PANEL DISCUSSION: THE FUTURE OF REGULATORY REPORTING

  • How do firms ensure their regulatory reporting remains up to date and as efficient as possible?
  • How are Money Market investment managers impacted by the new legislation MMFR?
  • How is the industry embracing RegTech in reporting as data complexity continues to grow?
  • What does Securities Financing Transactions Regulation (SFTR) mean for financial institutions and how will they get ready for it going live in 2020?
  • What has been the role of the regulator in the regulatory reporting initiative?

PANEL DISCUSSION: CORPORATE INVESTMENTS & PARTNERSHIPS WITH STARTUPS & SCALE-UPS

  • What have proven to be the most successful models for partnerships between financial institutions and RegTech startups and scale-ups?
  • What are the benefits to financial institutions that actively engage with the startup market in the regulation space and what opportunities are being missed by those waiting on the sidelines?
  • What are the differences in the way corporates assess potential investments in RegTech companies compared to VC investors?
  • How can the players evolve into more effective partners?
  • How do the large incumbents and RegTech companies work together to achieve meaningful transformation and scale?

PRODUCT DEMOS (Part 1)

Demos from 22 of the most innovative RegTech companies (startups, scale-ups and established providers) that every financial company needs to know about.

OPENING PANEL DISCUSSION: PERSPECTIVE ON THE REGTECH MARKET

  • What are the challenges and tribulations early-stage RegTechs face?
  • Who and what is out there helping early-stage RegTechs overcome these challenges?
  • How do RegTechs assess partnerships with banks?
  • What are early-stage RegTechs looking for when choosing the right VC backers?
  • How do RegTech companies expand from POC to rollout and without VC backing?

Panel discussion: VC perspective

  • What have VCs found in the RegTech space over the past few years and have they seen what was expected? What are the predictions for where the RegTech market is going in the future?
  • What are the factors to determining potential RegTech winners and what are VCs looking for when making investments?
  • What's the biggest challenge VCs regularly face in working with early-stage RegTechs?
  • How can different supporting actors work together?
  • How do you differentiate yourself as an investor?

Keynote panel discussion

A panel discussion bringing together leading compliance professionals from global financial institutions sharing their perspective from the top level, on the industries current regulatory concerns and how to address these challenges:
  • What are the current concerns for the CCO’s at leading financial institutions with continuous regulatory pressures and technology advancements? What priorities are on the top of their agenda?
  • How can compliance leaders overcome these threats to leverage opportunities for their growth prospects?
  • What is the biggest challenge that comes with meeting regulatory requirements and what is the advice you want to share based on your experience?

Moderated roundtable discussions

All tables will be provided with a chairperson and topic for debate.

Topics will include the issues the compliance office in financial institutions are currently facing:

  • Continuing regulatory change and recognising the volume and breadth of regulation
  • Knowing the customer: concerns about money laundering
  • Increasing emphasis on compliance culture
  • Cyber exposure and how to deal effectively with the cyber threats
  • The MiFID2/R review is now underway – what to expect in MiFID3 and when
  • Balancing compliance and commercial demands when implementing regulatory change for multiple regulations
  • Why SM&CR is bigger than MiFID II

Panel discussion: From RegTech start-up to scale-up: The challenges of scaling up

  • Are the ingredients to a RegTech company’s current success enough to get them to the next level?
  • How can RegTech scale-ups deliver commercial opportunities?
  • What partnerships RegTechs should be looking for to drive their profit and growth?
  • How can RegTechs overcome the long sale cycles barriers?
  • Is it better to expand internationally or focus locally?
15585

Would you like a FREE RegTech Investment Summary report?

Before you go...

Leave your email and we will send it over!