Participants

SENIOR INDIVIDUALS

Partial list of actual job titles for registered participants from major financial institutions

CEO

CHAIRMAN

CHIEF COMPLIANCE OFFICER

CHIEF COMPLIANCE OFFICER & GLOBAL REGTECH ADVISOR

CHIEF COMPLIANCE OFFICER & MLRO

Chief Data Officer

CHIEF DIGITAL OFFICER

CHIEF EXECUTIVE OFFICER

CHIEF FINANCIAL OFFICER

CHIEF INFORMATION OFFICER

CHIEF INFORMATION SECURITY OFFICER

CHIEF INNOVATION OFFICER

CHIEF INVESTMENT OFFICER

CHIEF LEGAL COMPLIANCE OFFICER

CHIEF OPERATING OFFICER

CHIEF RISK & COMPLIANCE OFFICER

CHIEF RISK OFFICER

CHIEF TECHNOLOGY OFFICER

COMPLIANCE AND FINANCIAL CRIME DIRECTOR

Compliance Digital Officer

Compliance Manager

Conduct and Compliance Audit Manager

CONDUCT RISK MONITORING DIRECTOR

Conduct Risk Monitoring Senior Manager

Deputy Chief Data Officer

Associate Director, Compliance

DIRECTOR – RISK MANAGEMENT

Director – Treasury Front Office

DIRECTOR OF RISK & COMPLIANCE

DIRECTOR, COMPLIANCE

Director, EAC Compliance Manager

DIRECTOR, ENTERPRISE COMPLIANCE

DIRECTOR, REGTECH CUSTOMER & INNOVATION

DIRECTOR, TECHNOLOGY

EMEA Corporate and Prudential Compliance

EMEA Head of Testing and Compliance Strategic Initiatives

Global Chief Compliance Officer

GLOBAL HEAD CLIENT ACTIVITY MONITORING

GLOBAL HEAD COMPLIANCE MONITORING

GLOBAL HEAD OF ADVISORY COMPLIANCE & REGULATORY DEVELOPMENT

GLOBAL HEAD OF COMPLIANCE REPORTING

GLOBAL HEAD OF FINANCIAL INSTITUTIONS GROUP

GLOBAL HEAD OF REGTECH INNOVATION & DEVELOPMENT

GLOBAL HEAD OF TRADING AND COMPLIANCE TECHNOLOGY

GLOBAL HEAD REGULATORY, MARKET & INNOVATION STRATEGY

GROUP CONDUCT RISK AND REGULATORY COMPLIANCE DIRECTOR

GROUP CONDUCT RISK DIRECTOR

Group Conduct Risk Monitoring Director

Group Data Protection Officer

Group Head of Operations

GROUP HEAD OF RISK, COMPLIANCE AND MLRO

Business Line Compliance

HEAD OF AUDIT REGULATION AND COMPLIANCE

HEAD OF BANK INNOVATION LAB

HEAD OF BUSINESS SOLUTIONS

HEAD OF CENTRAL COMPLIANCE

HEAD OF CHANGE, REGULATORY COMPLIANCE EUROPE

HEAD OF COMPLIANCE

Head of Compliance – Operations and Remediation

HEAD OF COMPLIANCE – WEALTH & BUSINESS BANKING

HEAD OF COMPLIANCE & MLRO

HEAD OF COMPLIANCE & MLRO FOR WEALTH & INVESTMENTS

HEAD OF COMPLIANCE & OPERATIONAL RISK CONTROL EMEA

HEAD OF COMPLIANCE ADVICE

Head of Compliance Digital Innovation Office

HEAD OF COMPLIANCE EUROPE AND ASIA PACIFIC

Head of Compliance Governance Framework

HEAD OF COMPLIANCE MONITORING

HEAD OF COMPLIANCE RISK OVERSIGHT, EMEA

Head of Data Change & Strategy, Global Risk & Finance

HEAD OF DIGITAL RISK, COMPLIANCE AND POLICY

HEAD OF EMEA MARKETS AND TREASURY COMPLIANCE

HEAD OF EMEA SECURITIES COMPLIANCE

Head of Enterprise Architecture

HEAD OF EUROPEAN COMPLIANCE

Head of European Market Structure

Head of Financial Crime Compliance Europe, GBM

Head of Financial Crime Prevention

HEAD OF FINTECH

HEAD OF FINTECH & REGTECH PARTNERSHIPS

HEAD OF FINTECH PARTNERSHIPS & STRATEGY

Head of Global Markets Program Delivery & Regulatory Technology

Head of IT Reg & Compliance 

Head of Legal & Compliance

HEAD OF LEGAL, COMPLIANCE, GOVERNANCE & RISK

HEAD OF MONITORING & CENTRAL COMPLIANCE

Head of Public Markets Compliance Advisory

HEAD OF REGTECH

Head of Regulatory Intelligence

HEAD OF REGULATORY POLICY

Head of Regulatory Strategy & Policy, Citi Innovation Lab Treasury and Trade Solutions

HEAD OF RISK MANAGEMENT

HEAD OF STRATEGY, REGULATORY, RISK & COMPLIANCE

HEAD OF TAX, LEGAL & COMPLIANCE AND REGULATORY  

Lead Technical Specialist at Prudential Regulation Authority

MANAGING DIRECTOR

MANAGING DIRECTOR – CCRO

Managing Director – Co-Global Head of MARK Compliance

MANAGING DIRECTOR – GLOBAL HEAD OF REGULATORY COMPLIANCE

MANAGING DIRECTOR – GLOBAL HEAD OF SURVEILLANCE

MANAGING DIRECTOR, COMPLIANCE

Market Infrastructure and Technology

MiFID II Program Manager

PARTNER, COMPLIANCE & OPERATIONS

Programme Director – Enterprise Technology

Programme Director and Head, Open Banking and PSD2

Regional Financial Crime Business Manager

REGIONAL HEAD, FINANCIAL CRIME, CONDUCT AND REGULATORY COMPLIANCE

RISK AND COMPLIANCE DIRECTOR

Risk Director, Risk and Compliance

STRATEGIC RISK AND COMPLIANCE DIRECTOR

UK HEAD OF COMPLIANCE

MAJOR FINANCIAL INSTITUTIONS

Partial list of registered financial institutions

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