Tag: AI governance
RegTech becomes non-negotiable for US investment managers
US investment managers are being warned that 2026's regulatory landscape is not lighter, just sharper, as the SEC narrows its focus to fraud and...
Why AI recordkeeping is becoming a compliance risk
Financial firms are making decisions about artificial intelligence before regulators have established an AI-specific rulebook. But according to Red Oak Analysis, the absence of...
The CUBE Read notes 3 shifts in financial services regulation
Risk and compliance functions in financial services are being asked to do more than watch the regulatory horizon, according to CUBE's latest fortnightly briefing,...
French insurers move AI from pilots to the front line
French insurers are moving beyond the question of whether to use artificial intelligence and towards a more difficult one: how to make it work...
Daon wins third patent for agentic AI governance
Daon, the Digital Identity Trust Company, has been granted a new patent aimed at tackling one of the toughest production hurdles facing agentic AI...
SEC AI checks put firms’ governance under scrutiny
The US Securities and Exchange Commission’s Division of Examinations has begun requesting information from financial firms about their use of artificial intelligence, according to...
Who’s managing your AI agents in tax due diligence?
Artificial intelligence is taking on a growing role in tax due diligence, but according to a recent report from TAINA Technology, the next challenge...
Nearly a fifth of asset managers yet to use AI, with...
Key views on Adoption of AI and Gen AI in asset management: Acuity Analytics surveyed 80 senior asset management representatives across the Americas, Europe...
Why autonomous AI could void your cyber insurance in 2026
Adoption of AI across the investment management industry has never been higher, with firms deploying the technology to summarise research, monitor threats, automate workflows...
Compliance at a crossroads: StarCompliance study flags AI surge
Compliance teams are spending more, automating faster and stretching across more borders than ever, yet many remain unprepared for the risks reshaping financial markets,...
© Copyright 2026 FinTech Global. All Right Reserved
