Tag: Audit trail

AI is rapidly reshaping how organisations manage customer complaints, turning what was once a reactive administrative function into a strategic pillar of compliance and...

Zoom has become a core communications channel for regulated industries, but capturing complete, accurate and audit-ready records is far from straightforward. Regulators expect firms...

Norm Ai has launched a DDQ & RFP Completion solution to help firms answer investor questionnaires faster while keeping responses accurate, traceable, and consistent...

Voice communication and virtual meetings have become the backbone of how regulated employees interact, particularly in financial services. Regulators are increasingly asking firms not...

Legacy voice data migrations are becoming one of the most expensive and under-estimated risks facing regulated organisations. Outdated call recording systems may appear harmless,...

Policies and procedures are often underestimated, yet they are critical for building an audit-ready tax compliance programme.

Using a document management system (DMS) has become an effective way for organisations to protect sensitive data while meeting compliance requirements. These systems help...

AML compliance teams are facing growing challenges in how they handle backlogs of alerts. Traditionally, banks and financial institutions have approached these backlogs by...

In today’s rapidly shifting regulatory landscape, firms are under mounting pressure to shift from reactive to proactive compliance. The days of treating compliance as a tick-box exercise are over. Increasingly, enforcement agencies demand that firms embed compliance into the fabric of operations—making traceability and connected controls central to staying ahead of risk and regulation.

Database technology solutions provider DBmaestro has bagged a $4.5m investment round led by Vertex Ventures.