Tag: communications compliance

Communications compliance: How to stay ahead of the curve

The landscape of financial services faces intensified scrutiny in communications compliance. In an era marked by consistent and assertive regulatory enforcement, a proactive approach to preserving and managing employee communications is critical. The need for a robust and defensible strategy is no longer optional; it's an imperative for firms, irrespective of their scale or niche, as MyComplianceOffice discuss in their latest whitepaper. 

How Theta Lake stands at the forefront of communications compliance infrastructure

FinTech Global recently spoke to Devin Redmond - CEO and co-founder of Theta Lake - to learn more about the company.

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