Tag: compliance officers

FinCEN’s Latest AML Requirements

Compliance officers in the asset management sector are pivotal, often having to juggle multiple responsibilities.

KYC Portal CLM: Enhancing GRC frameworks with advanced risk management technologies

In today's business landscape, marked by extensive regulatory demands and significant operational hazards, establishing strong GRC (Governance, Risk Management, and Compliance) frameworks is crucial for maintaining organisational integrity and achieving success.

Navigating regulatory challenges with a 3 step compliance oversight strategy

In the intricate world of regulatory compliance within FinTech, the three-step standard ‘Know Your Risk’ (KYR) strategy has emerged as a beacon of simplification and clarity.

Large language models in FinTech: A boon or bane for compliance...

The technological revolution is making the job of compliance officers increasingly intricate. From record-keeping to monitoring approved communication channels and adapting to the ever-changing world of social media advertising, the list of challenges seems endless. A burning question for many is the potential influence of large language models (LLMs) on their profession. Will LLMs simplify their tasks or add complexity?

Eventus on enhancing financial compliance through strong team collaboration

An innovative collaboration approach to financial regulation is being advocated by Eventus, a leading regulatory technology (RegTech) firm, in their latest 'Compliance in Focus' series.

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