Tag: compliance software

Ask a compliance officer how their programme is performing and you are likely to receive a carefully hedged response. Ask them what excellence looks...

Financial services firms are under mounting pressure to keep pace with regulatory change. Updates arrive constantly, drawn from multiple regulators, across different jurisdictions and...

Many organisations start out convinced that building a financial crime risk assessment platform internally will deliver better control, lower costs and the flexibility to...

When a newly hired registered representative joins a broker-dealer firm, the compliance clock starts ticking immediately. In most firms, it can take two to...

Artificial intelligence has dominated the conversation in financial crime compliance — but there is a quieter, equally critical factor that too often gets overlooked:...

Financial rules and regulations continue to evolve at pace, placing growing pressure on financial institutions to remain informed, agile and compliant. At the heart...

heyData, a compliance platform, has secured $16.5m in Series A funding led by Riverside Acceleration Capital (RAC). The funding round marks a key milestone for...

PEP screening has become a central pillar of AML compliance as financial crime risks continue to grow in scale and complexity. For financial institutions,...

Sanctions compliance has expanded far beyond the financial sector. As global supply chains and digital ecosystems become more intertwined, organisations across manufacturing, logistics, technology,...

Formalize, a fast-growing compliance software company, has raised €30m in a Series B funding round to accelerate its expansion across Europe. The round was co-led...