Tag: Compliance technology

For businesses operating in heavily regulated sectors — whether payments, financial services, or gambling — keeping pace with regulatory change is one of the...

Regulatory compliance in financial services is built on a single, non-negotiable principle: the completeness and accuracy of records. Across global markets, a dense patchwork...

Steward, an AI-first compliance platform trusted with $100bn in investor assets, has raised $5m to automate AML/KYC onboarding for sophisticated investors. The round was led...

For the first time in more than three decades, FINRA has raised the annual gift limit under Rule 3220. The Securities and Exchange Commission...

KYCP has announced a new brand identity, marking a significant milestone in the company's journey and underlining its transformation into a comprehensive compliance and...

Financial crime rarely announces itself in English. Yet many anti-money laundering (AML) monitoring programmes are still structured as though it does. This mismatch between...

A new report from Hawk and Chartis has found that nine in ten financial institutions now actively encourage the use of artificial intelligence in...

Separately managed accounts (SMAs) have moved well beyond their origins as a niche structure for private wealth. Today, the full spectrum of investors —...

RegTech provider SmartSearch has warned that anti-money laundering (AML) standards must improve across the legal and accountancy sectors following the publication of a new...

Digital communications governance and archiving (DCGA) has moved far beyond its origins as a back-office compliance task. Today, it plays a central role in...